Regulatory Compliance Legal Secretary Jobs in Connecticut

... a full spectrum of corporate legal matters, including maintenance of corporate ... management, corporate resolutions, entity maintenance, regulatory compliance and reviewing and drafting contracts. ... and correspondence requiring knowledge..

... Provide assistance to the U.S. Legal & Compliance Group and support the various ... Essential Functions listed below. Provide legal advice on licensing, operational, transactions, ... operational, transactions, product..

... key member of the distribution legal team. Will address full range ... with senior business leaders. Providing legal and regulatory advice and counsel to the ... Federal and State..

... for a motivated and talented compliance analyst who is familiar with ... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in..

... substantial plus factors. Responsibilities Provide legal advice on a wide variety ... of corporate policies and procedures, regulatory compliance, intellectual property, and litigation risk. ... and litigation risk. Assisting..

... professional to serve as a Legal Documentation Specialist / Paralegal to ... correspondence; obtaining necessary approvals from Compliance, Legal and Regulatory departments Reviewing and preparing banking ... account opening..

... in drafting, reviewing and filing regulatory documents, domestically and internationally, including ... company activities, including management, board, regulatory and shareholder meetings with accuracy ... in conducting and analyzing factual,..

Senior Counsel and Assistant Corporate Secretary The candidate will lead securities ... candidate will lead securities law compliance and SEC reporting, including quarterly ... matters. Together with the Corporate Secretary,..

... holding company, performing fact investigations, legal and documentary research, drafting and ... documentary research, drafting and revising legal documents and correspondence, maintaining and ... and records, monitoring corporate and..

... for a motivated and talented regulatory attorney with experience in securities ... Responsibilities: Assisting the firm’s Chief Regulatory Counsel in handling various regulatory matters, including: Evaluating the legal and..

... candidate will assist on diverse legal issues, including casino gaming law ... (including i-gaming and sports betting), regulatory licensing, real estate leases, entertainment ... privacy, and general corporate and..

... Partner with the Wealth Solutions Compliance team to respond to regulatory and consumer complaints, and to ... high-quality work product and adequate legal controls, on a timely basis. .....

Salary: Compliance Officer opportunity, reporting to the ... can include other investment management regulatory compliance duties, i.e., review and provide ... review and provide updates on regulatory and SEC enforcement..