Regulatory Compliance Legal Secretary Jobs in Dallas

Legal - Assistant General Counsel - ... is available at www.jpmorganchase.com. The Legal Department of JPMorgan Chase & ... JPMorgan Chase & Co provides legal services and advice to the..

Compliance & Legal Analyst Review of Fund and ... Fund and Adviser advertising for compliance with the Securities Act of ... rules thereunder, and Financial Industry Regulatory Authority (FINRA) rules...

North America Legal Counsel Duties: To act as ... America, covering a range of legal/contractual issues including: Contract review, negotiation ... US Government flow-down arrangements. Ensuring compliance with export control..

... and criminal enforcement issues.Provide strategic legal counsel on antitrust compliance and regulatory concerns.Work closely with senior attorneys ... to develop case strategies.Conduct in-depth legal research and analysis on a..

Corporate Securities Paralegal The candidate will be responsible for completing regulatory filings to comply with SEC, NYSE and state requirements, including Section 16 filings for executive officers and the Board of ..

... key member of the distribution legal team. Will address full range ... with senior business leaders. Providing legal and regulatory advice and counsel to the ... Federal and State..

... seeks a Securities Litigation and Regulatory Associate Attorney with 6-10 years ... clients in trials, arbitrations, and regulatory proceedings.Advise financial services clients on ... financial services clients on litigation,..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..