Regulatory Compliance Legal Secretary Jobs in Greenwich

Legal Assistant The candidate will perform ... candidate will perform duties: handle regulatory filings, corporate board work and ... licensing filing and renewals. Perform legal research of statutes and regulations..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

... for a motivated and talented regulatory attorney with experience in securities ... Responsibilities: Assisting the firm’s Chief Regulatory Counsel in handling various regulatory matters, including: Evaluating the legal and..

... for a motivated and talented compliance officer who is familiar with ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a..

... for a motivated and talented compliance officer who is familiar with ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a..