Regulatory Compliance Legal Secretary Jobs in Kansas City

... Counsel The candidate will handle regulatory disclosure matters related to our ... Collaborate with Investment Management and Compliance to draft disclosures for new ... Review shareholder reports and other..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..