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Assistant Corporate Secretary Duties: Assist the General Counsel ... the General Counsel / Corporate Secretary and the Senior Assistant Corporate ... Secretaries with administrative and Corporate Secretary duties, including corporate..
... and inter-departmental initiatives, advise on regulatory policy formulation and provide expert ... and provide expert guidance on regulatory matters for the Market Regulation ... and approval function for existing..
Compliance Specialist Duties: Participates in the ... the administration and oversight of compliance programs for all jurisdictions and ... Works with the CCO, VP Compliance, and Compliance Oversight Committee to..