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Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
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... key member of the distribution legal team. Will address full range ... with senior business leaders. Providing legal and regulatory advice and counsel to the ... Federal and State..
Apply Miami, FL Winston & Strawn's Miami office is looking for an associate to join the financial services practice. Ideally, the candidate will have between four and six years of experience ..
Job OverviewA law firm seeks a Senior Corporate Attorney for its Fort Lauderdale office. This full-time position is ideal for Florida-admitted lawyers with 5 to 10 years of experience in capital ..
... Commodity Futures Trading Commission (CFTC) regulatory matters for their practice in ... candidate will advise clients on compliance with the Commodity Exchange Act ... and collaborate on cross-disciplinary matters.DutiesConduct..