Regulatory Compliance Legal Secretary Jobs in Minneapolis

Securities Associate Duties: Representing issuers and underwriters in securities transactions, federal securities regulatory compliance and corporate governance matters. Handling various aspects of M&A transactions, including conducting due diligence, drafting purchase agreements ..

Senior Associate General Counsel/Associate General Counsel/Assistant General Counsel The candidate will report to the General Counsel and the Director of the Transactional Law Services Group, and will be resident in office. ..

Compliance Analyst, Insurance Duties: Complying with ... anti-fraud efforts, complaint coordination and legal document review. Research and analysis, ... may vary based on the regulatory or operations focus and business..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Senior Counsel, Regulatory Attorney The candidate will advise ... Draft and review responses to regulatory examinations; Legal review of disclosure documents, sales ... and/or review supervisory procedures and compliance policies..

Job OverviewA law firm seeks a Corporate Associate to join the Capital Markets practice group in Minneapolis, MN, or Chicago, IL. Exceptional candidates may be considered in other markets. The team ..

Best Buy The Sr. Analyst, Compliance is responsible to ensure proper ... mechanisms are in place. The Compliance function has a symbiotic relationship ... a symbiotic relationship with Underwriting, Legal,..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

... key member of the distribution legal team. Will address full range ... with senior business leaders. Providing legal and regulatory advice and counsel to the ... Federal and State..