Regulatory Compliance Legal Secretary Jobs in Missouri

... responsible for: Ensures that all legal matters are properly handled by ... are properly handled by the legal department and by outside law ... property, copyright, SEC filings and..

Compliance Specialist Duties: Assists the Compliance Director in the Company’s efforts ... the Company’s efforts to ensure compliance with applicable laws, regulations, and ... internal governance standards. Responsible for compliance..

... Counsel The candidate will handle regulatory disclosure matters related to our ... Collaborate with Investment Management and Compliance to draft disclosures for new ... Review shareholder reports and other..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

... securities laws matters and related compliance, including Securities Act and Exchange ... Act matters. Partner and provide legal support to the finance department ... on an as-needed basis. Provide..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..