Regulatory Compliance Legal Secretary Jobs in North Carolina

Compliance Consultant 5 - Fiduciary and ... - Fiduciary and Investment Management Compliance The candidate will be responsible ... will be responsible for conducting regulatory compliance risk management oversight for..

... counsel and guidance on all legal matters related to indirect procurement ... Company conducts its business in compliance with applicable law; Participate in ... provide counsel and guidance on..

... counsel and guidance on all legal matters related to indirect procurement ... Company conducts its business in compliance with applicable law; Participate in ... provide counsel and guidance on..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Senior Compliance Associate The candidate exists to ... consistent with SEC and/or state regulatory requirements and best practices. Working ... with colleagues with transactions and regulatory issues. Researching and compiling..

... General Counsel to manage corporate legal affairs, draft and review documents, ... Deputy General Counsel with global legal affairs and risk management planning.Draft ... implement AI strategies for the..

... key member of the distribution legal team. Will address full range ... with senior business leaders. Providing legal and regulatory advice and counsel to the ... Federal and State..

... position is track legislative and regulatory change and work with the ... change and work with the legal and compliance teams on advising the team ... team of applicable..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..