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Compliance, Global Markets Compliance, Swap Dealer, Associate/Vice President Responsibilities: ... Responsibilities: Assist in responding to regulatory inquiries, audits, examinations and investigations, ... as an escalation point for non-compliance issues and..
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
... & General Counsel, supporting the legal and risk management department. Provide ... department. Provide administrative support to legal and risk management department; answer ... and file paperwork required by..
Salt Lake City office of a BCG Attorney Search Top Ranked Law Firm seeks a cybersecurity/privacy attorney with 3+ years of experience. The candidate will assist the clients in all aspects ..
Corporate Attorney The candidate should be a Corp/ Securities/ M&A Attorney. Should have 15+ years’ experience and strong research and writing skills. Significant experience with federal and state securities compliance, including, ..
Salt Lake City office of a BCG Attorney Search Top Ranked Law Firm seeks a corporate attorney with 10+ years of experience with respect to M&A, venture capital, and commercial finance, ..
Park City office of a BCG Attorney Search Top Ranked Law Firm seeks a cybersecurity/privacy attorney with 3+ years of experience. The candidate will assist the clients in all aspects of ..