Regulatory Compliance Legal Secretary Jobs in Seattle

Legal Secretary II The candidate will serve ... candidate will serve as the Legal Secretary to our Healthcare Team. This ... application of specialized knowledge of legal proceedings and knowledge..

... filings. Will provide expertise on legal issues related primarily to the ... the development, marketing, and on-going compliance of registered index-linked annuities, variable ... N6. Respond to requests for..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

... Commodity Futures Trading Commission (CFTC) regulatory matters for their practice in ... candidate will advise clients on compliance with the Commodity Exchange Act ... and collaborate on cross-disciplinary matters.DutiesConduct..