Regulatory Compliance Officer Jobs in San Dimas

Associate Director, Research Compliance The candidate will be reporting ... the Associate Director of Research Compliance will provide administrative and regulatory oversight of university research activities. ... research, scientific misconduct);..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

... Responsible for managing the Bank’s compliance monitoring program. This position will ... regulations monitor the results of compliance examinations and compliance audits and provide advice regarding ... and nature..

ADP is hiring a Strategic Planning Director in San Dimas, CA . Do you thrive in driving strategic complex agenda’s? Have a knack in identifying trends and anticipating business challenges or ..

12/29/2022 Supports the Compliance Officer in the execution of the ... in the execution of the Compliance Management System. Understanding of laws, ... Bank's products and services. Maintains compliance policies..

Chief Compliance Officer The candidate will lead and ... and manage the firm's global compliance program including regulatory affairs. Serve as a subject ... overall strategic vision for the compliance..

... responsible for supporting the Bank’s compliance monitoring program. The Compliance Monitoring Officer monitors changes in applicable laws ... applicable laws and regulations, performs compliance reviews and generates reports to..

... a strong risk mitigating and compliance-driven culture which firmly establishes those ... (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and ... procedures, appropriately fulfilling risk..

Director of Compliance Responsibilities: Provide reasonable assurance to ... company is complying with all regulatory requirements. Report directly to the ... knowledge on existing and emerging regulatory compliance requirements across..

POSITION SUMMARY: The Director of Dining Services or DDS is responsible for the overall food service function. He/she plans, develops, organizes, implements, evaluates and supervises activities of the department to provide ..

8/30/2022 Ensure that lending compliance monitoring activity is completed and reported in a timely manner through assignment and direct participation. Additionally, this position will ensure accurate HMDA data collection and reporting. ..

12/29/2022 Supports the Compliance Officer in the execution of the ... in the execution of the Compliance Management System. Understanding of laws, ... Bank's products and services. Maintains compliance policies..

... Director and Head of CMC Regulatory Affairs leads the successful operation ... the successful operation of the Regulatory Affairs (RA) business functions at ... directly to the Chief Operating..

Global Export Compliance Manager The candidate will act ... the EAR, ITAR, and OFAC compliance. Will guide OpCo Trade Compliance global team members in their ... team members in their..

... are responsible for ensuring ADP's compliance with regulatory (e.g., regulation E) and third-party ... protocols, identifying fraudulent activity and compliance with applicable laws and regulations. ... regulations. Escalate operational..

... recovery procedures and plans. Maintains regulatory compliance with the Chancellor's Office Executive ... Office to review and discuss regulatory issues, methodology changes, and support ... Departmental EOP. Strictly adheres..

... are responsible for ensuring ADP's compliance with regulatory (e.g., regulation E) and third-party ... protocols, identifying fraudulent activity and compliance with applicable laws and regulations. ... regulations. Escalate operational..

VP-Compliance Liaison Officer The candidate will keep current ... on regulations as requested by Compliance Dept. Review and respond to ... monitoring reports issued by the Compliance Dept. Assist in..

ADP is hiring a Relationship Manager in a CA Home Office within the Los Angeles to Riverside and down to San Diego area to manage a book of business. Are you ..

ADP is hiring a Tax Compliance Team Lead. Do you get a crazy amount of joy from helping others uncover creative solutions to complex problems? Are you excited by the prospect ..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

Chief Research Policy Officer Duties: Serving under the Vice ... strict ethical principles, and in compliance with federal, state, and Institute ... Research, Federal and State Research Regulatory Compliance, and..

9/22/2022 Conducts compliance audits of central operations departments, administrative departments, lending units and other business activities of Cathay General Bancorp and its subsidiaries. The audits may cover any functional or organizational ..