Regulatory Compliance Paralegal Jobs in Richardson

Compliance & Legal Analyst Review of ... Fund and Adviser advertising for compliance with the Securities Act of ... rules thereunder, and Financial Industry Regulatory Authority (FINRA) rules. Review communications..

Compliance & Licensing Specialist The candidate ... supporting the company’s legal and compliance department in the development, implementation ... and management of an effective compliance program, which includes licensure &..

Clinical Contract Associate II Duties: Perform a variety of activities involved in the drafting of contracts for clinical research studies. Monitor/review proposed contracts for compliance with applicable company policy as well ..

Corporate Securities Paralegal The candidate will be responsible for completing regulatory filings to comply with SEC, NYSE and state requirements, including Section 16 filings for executive officers and the Board of ..

WHS Governance and Compliance Manager The candidate will be ... interacts with safety and health regulatory agencies. Subject matter expertise in ... expertise in all aspects of regulatory interactions ranging..