Regulatory Compliance Project Manager Senior Jobs in Getzville

Compliance Surveillance Sr. Analyst The candidate ... the matter to a designated manager and to the legal representative ... the Firm in complying with regulatory and legal requirements. Participating in..

Compliance Surveillance Sr. Analyst, AVP – ... candidate will Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Personal Trading ... of interest) that may violate..

Compliance Surveillance Senior Analyst, AVP – Personal Trading ... Activities Duties: Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Personal Trading ... of interest) that..

... Buffalo, New York. In this senior leadership team role, the Chief ... Chief Gaming Business Officer oversees project-based activities and gaming operations such ... operations such as associate development,..

... mitigate such risk. Collaborate with compliance and risk groups to identify, ... issues to line of business senior management as appropriate. Keep informed ... informed of latest legal and..

Senior Counsel - Consumer & Small ... Business Deposits Responsibilities: Collaborating with compliance and risk partners to advise ... businesses. Reviewing and responding to regulatory and customer complaints. Partnering with..