Legal Manager The candidate will be be responsible for a wide range of duties including commercial contracts, regulatory compliance and company secretarial matters. Should ideally be Hong Kong qualified corporate/commercial lawyer ..

GM Compliance Officer The candidate should have 8+ years’ compliance experience in a global investment bank or regulatory body and a degree holder in Accounting, Law or related fields. In depth ..

Manager / Assistant Manager - Compliance The candidate will be responsible for: Conduct monitoring and surveillance activities including desk reviews and thematic reviews; Review trade and communication surveillance solutions and systems; ..

... Group Policies, local legal and regulatory requirements. Manage the end to ... corporate governance report, accounts and regulatory filings relating to the Board. ... Awareness and understanding of the..

... monitoring of compliance with relevant regulatory requirements. Keep abreast of latest ... requirements. Keep abreast of latest regulatory requirements in order to provide ... to ensure compliance with relevant..

... marketing and distribution in APAC, regulatory requirements and company policies and ... stay ahead on the latest regulatory developments. Responsibility to prepare regulatory reporting for timely submission to .....

Associate / Senior Associate - Investigations and Disputes The candidate will investigate and compile case information in the context of forensic inquiries, fraud compliance reviews and/ or disputes, and litigation support ..

... global brand strategies within the Field Sales Organization and collaborating cross-functionally ... pull-through of training initiatives to field-based personnel Facilitate and execute the ... of training needs with the..