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Regulatory Compliance Specialist Duties: Reporting to ... Reporting to the Director of Regulatory Affairs and Compliance, supports the ... Compliance, supports the Office of Regulatory Affairs and Compliance in the..
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Compliance Analyst – Regulatory Correspondence Unit Interactive Brokers is ... deposit and withdrawal activity, and public domain activity, to completion Produce ... workflows across numerous priorities Prepare regulatory filings related..
Assistant General Counsel, Commercial The candidate works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex ..
Senior Legal Assistant The candidate will prepare documents, agreements and pleadings on litigation and non-litigation matters, including mergers and acquisitions, regulatory compliance and reporting. Coordinate flow of litigation transactional and regulatory ..
Legal and Compliance Analyst The candidate will manage quarterly and annual certification process. Assist with preclearance requests and trade alerts. Work with brokerage firms to set up and maintain electronic feeds ..
Job Title: Senior-Level Affordable Housing Associate AttorneyJob Overview: A prominent law firm based in Chicago, IL is seeking a highly experienced attorney to join its nationally recognized practice focused on affordable ..
Senior Paralegal (AMIF) Duties: Examines, organizes, analyzes, and summarizes information relating to particular questions and organizes the communication into a logical and usable work product. Utilizes the firm’s software and technology, ..
Business Intake Coordinator The candidate will review, modify, and process all new client, new matter, revision, and conflicts searches using the Firm’s automated business intake system. Will organize and facilitate large ..
Sr. Attorney, Securities Disclosure & Reporting The candidate will support the AVP, Securities Disclosure & Reporting, in: providing legal review and advice on securities laws and requirements for SEC periodic reporting ..
Privacy and Data Security Associates – Midlevel to Senior The candidate should has knowledge of US federal and state privacy laws, such as the FTC Act, HIPAA, FCRA, GLBA, CAN-SPAM, COPPA, ..