Retail Investments Lawyer Jobs in Brooklyn

Assistant General Counsel - Investment Company The candidate will responsible for supporting all aspects of legal and regulatory matters relating to the firm’s retail and annuity–dedicated funds. In particular, this individual ..

Vice President, Corporate Counsel, Retail Advice And Solutions The candidate will be responsible for: Providing thought leadership and support as a key member of the distribution legal team. Address full range ..

Leasing Counsel The candidate will be responsible for preparing and negotiating retail leases, lease amendments and other related documents with national and regional retailers. ..

VP, Assistant General Counsel -- ERISA/Fiduciary Advisory The candidate will be providing advice, explanation and assessment of ERISA/retirement legal risk to senior legal, business management, risk, supervisory/control and compliance teams and ..

Assistant General Counsel, Banking The candidate will work extensively with the team at firms Bank USA, the firm’s $120B US bank, to support existing and new business initiatives and other projects, ..

VP, Corporate Counsel, PGIM Retail & Alternative Funds The candidate will be managing and/or supervising the preparation and filing of mutual fund registration statements on Forms N-1A, N-2 and N-14, as ..

Assistant General Counsel - Legal The candidate will provide guidance and expertise on the applicability of federal and state banking laws and regulations to banking products and services, including the Truth ..

Assistant General Counsel - Legal The candidate will provide guidance and expertise on the applicability of federal and state banking laws and regulations to banking products and services, including the Truth ..

VP, Corporate Counsel, PGIM Investments The candidate will provide legal advice to internal business clients on investment advisory, investment company and regulatory issues in developing new strategies and supporting existing strategies. ..

Compliance Product Officer – Insurance and Annuities The candidate will be responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and ..

Fiduciary Initiatives Manager The candidate will include analyzing and implementing regulatory changes, enabling platform enhancements, designing new product offerings, and managing other aspects of a fiduciary relationship. Analyze the potential impacts ..

Job Overview: A highly regarded law firm is seeking an associate attorney with 3 to 5 years of experience to join its Investment Funds Group, focusing on Registered Funds. This role ..

Job Overview: A prominent law firm is seeking a highly motivated Real Estate Associate with 1 to 3 years of experience to join its Real Estate Investments and Transactions Department. This ..

Assistant General Counsel, Banking The candidate will work extensively with the team at firms Bank USA, the firm’s $120B US bank, to support existing and new business initiatives and other projects, ..

Job Overview: A prominent international law firm is seeking a Mid-Level Real Estate Associate Attorney for its New York office. The position involves a diverse range of sophisticated real estate transactions ..

Asset Management Attorney, Vice President The candidate should have 3 years’ experience at a top law firm or in-house focused on the Advisers Act – robo investment advice and ERISA experience ..

Investment Management - Enforcement Associate or Senior Associate The candidate should have 3-5 years of experience providing regulatory counselling to investment advisers, registered investment companies and wealth management businesses (including retail ..

Newark office of our client seeks an attorney with 5 years of experience in a law firm and/or in-house legal department. The candidate will serve as a member of Investments’ legal ..

Managing Director, Associate General Counsel The candidate will serve as the general counsel of dually registered broker-dealer and registered investment adviser. Provide legal advice and guidance to help achieve and advance ..

Lead Counsel: WIM - Retail Brokerage The candidate will provide ... include providing legal advice to retail brokerage businesses in the areas ... standards for product distribution to retail customers,..

Global Financial Solutions - Vice President The candidate will work on deals teams to source, structure, and execute sophisticated lending transactions with asset managers, sponsors and Fortune 1000 corporate clients in ..

About Us: Rent the Runway (RTR) is transforming the way we get dressed by pioneering the world’s first Closet in the Cloud. Founded in 2009, RTR has disrupted the $2.4 trillion ..

Lead Counsel - Wealth and Investment Management Investment Solutions The candidate will serve as senor lawyer advising the business on a complex offering of investment advisory wrap fee programs to retail ..