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... Duties: Serves as key U.S. Retail Bank product compliance risk manager ... (ICRM) program for the U.S Retail businesses in line with and ... across all of the U.S...
Assistant General Counsel - Investment Company The candidate will responsible for supporting all aspects of legal and regulatory matters relating to the firm’s retail and annuity–dedicated funds. In particular, this individual ..
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Operational Risk Officer – Control Testing The candidate will be responsible for: Effectively testing/challenging internal control assessments for the Combined US Operations (CUSO) of company. Liaising regularly with the Heads of ..
Job Overview: A highly regarded law firm is seeking an associate attorney with 3 to 5 years of experience to join its Investment Funds Group, focusing on Registered Funds. This role ..
Tax Accountant, Tax, Global Compliance And Reporting Senior The candidate will be responsible for: Provide clients with tax guidance and planning related to tax compliance and reporting. Focus on tax consulting, ..
Americas Compliance And Operational Risk Control Chief of Staff The candidate will be responsible for: Providing support to the C&ORC Co-Heads and other senior C&ORC staff in managing the strategic priorities ..
Job OverviewA law firm seeks an Investment Funds Associate in New York, NY. The successful candidate will join a dynamic team specializing in investment management and fund formation. This role offers ..
Vice President, Corporate Counsel, Retail Advice And Solutions The candidate will be responsible for: Providing thought leadership and support as a key member of the distribution legal team. Address full range ..
Operational Risk Officer – Control Testing The candidate will be responsible for: effectively testing/challenging internal control assessments for the Combined US Operations (CUSO) of UBS. Liaising regularly with the Heads of ..