Retail Investments Lawyer Jobs in New Jersey

Assistant General Counsel - Investment Company The candidate will responsible for supporting all aspects of legal and regulatory matters relating to the firm’s retail and annuity–dedicated funds. In particular, this individual ..

Operational Risk Officer – Control Testing The candidate will be responsible for: Effectively testing/challenging internal control assessments for the Combined US Operations (CUSO) of company. Liaising regularly with the Heads of ..

Vice President, Corporate Counsel, Retail Advice And Solutions The candidate will be responsible for: Providing thought leadership and support as a key member of the distribution legal team. Address full range ..

Assistant General Counsel, Banking Duties: The candidate will work to support existing and new business initiatives and other projects, with a primary focus on business and retail deposits, sweep deposit programs, ..

Operational Risk Officer – Control Testing The candidate will be responsible for: effectively testing/challenging internal control assessments for the Combined US Operations (CUSO) of UBS. Liaising regularly with the Heads of ..

Americas Compliance And Operational Risk Control Chief of Staff The candidate will be responsible for: Providing support to the C&ORC Co-Heads and other senior C&ORC staff in managing the strategic priorities ..

Assistant General Counsel, Banking The candidate will work extensively with the team at firms Bank USA, the firm’s $120B US bank, to support existing and new business initiatives and other projects, ..

Assistant General Counsel - Legal The candidate will provide guidance and expertise on the applicability of federal and state banking laws and regulations to banking products and services, including the Truth ..

Associate General Counsel Duties: Partners with one or more Businesses and their management teams to draft and negotiate diverse transactional and business agreements, including contracts with clients, suppliers and other business ..

Americas Compliance And Operational Risk Control Chief of Staff The candidate will be responsible for: Providing support to the C&ORC Co-Heads and other senior C&ORC staff in managing the strategic priorities ..

Newark office of our client seeks an attorney with 5 years of experience in a law firm and/or in-house legal department. The candidate will serve as a member of Investments’ legal ..

... real estate attorney experienced in retail and office and facility leasing. ... General Counsel/Real Estate on office, retail, warehouse and storage facilities and ... especially in the area of..

VP, Corporate Counsel, PGIM Retail & Alternative Funds The candidate will be managing and/or supervising the preparation and filing of mutual fund registration statements on Forms N-1A, N-2 and N-14, as ..

Fiduciary Initiatives Manager The candidate will include analyzing and implementing regulatory changes, enabling platform enhancements, designing new product offerings, and managing other aspects of a fiduciary relationship. Analyze the potential impacts ..

VP, Corporate Counsel, PGIM Investments The candidate will provide legal advice to internal business clients on investment advisory, investment company and regulatory issues in developing new strategies and supporting existing strategies. ..