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GDS TAX Rotators The candidate will spend a large portion of your time directly engaged in complex compliance projects for our clients. This will be balanced with research, planning, and meetings ..
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Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of ..
Lead Counsel: WIM - Retail Brokerage The candidate will provide ... include providing legal advice to retail brokerage businesses in the areas ... standards for product distribution to retail customers,..
Assistant General Counsel, Banking Duties: The candidate will work to support existing and new business initiatives and other projects, with a primary focus on business and retail deposits, sweep deposit programs, ..
Retail Bankruptcy Production Specialist II The candidate will be responsible for processing bankruptcy information from the U.S. Bankruptcy Courts, Clients, Attorneys, and/or Trustees. Will review and process accounts/cases through reports or ..
Deputy Chief Compliance Officer – Retail RIA The candidate will be developing and maintaining a robust compliance program, with a focus on compliance with all laws, regulations, and other guidance related ..
Assistant General Counsel, Banking The candidate will work extensively with the team at firms Bank USA, the firm’s $120B US bank, to support existing and new business initiatives and other projects, ..
Assistant General Counsel The candidate will be providing legal counsel, compliance guidance and interpretations of complex federal & state laws to support new insurance product development, new insurance product advertising, insurance ..
Lead Counsel - Wealth and Investment Management Investment Solutions The candidate will serve as senor lawyer advising the business on a complex offering of investment advisory wrap fee programs to retail ..
