Retail Investments Lawyer Jobs in Texas

Director, Legal Counsel The candidate will work closely with the team focused on planning and implementation of the pending integration of TD Ameritrade into the family of companies. Will provide expert ..

Compliance Product Group Manager Duties: Serves as a senior product compliance risk manager for Independent Compliance Risk Management (ICRM) for the USRBM U.S. Retail Business Banking and Citi Merchant Services business ..

Senior Operational Risk Manager – SVP – Product Governance – Consumer Products The candidate will be responsible for Operational Risk oversight of Product Governance – New Products introduction and change to ..

Assistant General Counsel The candidate will be responsible for: Provide support on a wide range of legal and regulatory issues arising from the company’s retirement businesses including: plan acquisition and administration, ..

Ex Dir Global Strategy Investments & Acquisitions The candidate will establish and execute a successful investment/acquisition strategy based on the company’s strategic goals and objectives. Create, implement and manage the full ..

Vice President-Business Unit Legal The candidate will provide strategic legal advice to a new business and other relevant stakeholders across multiple areas of the firm. Prepare and oversee disclosure to be ..

Research & Development Tax Credit | Manager The candidate will be managing research and development of tax credit studies for a variety of entities and clients including Fortune 500, middle-market, owner-managed, ..

Research & Development Tax Credit | Manager The candidate will be managing research and development of tax credit studies for a variety of entities and clients including Fortune 500, middle-market, owner-managed, ..

Bank Regulatory Legal Counsel The candidate will be responsible for providing a broad range of legal support for regulatory, compliance, retail banking, payments and other related matters. Will assist in all ..

Senior Manager, First Line Risk Management Office, Governance The candidate will understand and opine on the process of creation, review, update, and implementation of disclosures, such as research, product, bank, account ..

Asset Management Attorney, Vice President The candidate should have 3 years’ experience at a top law firm or in-house focused on the Advisers Act – robo investment advice and ERISA experience ..

Tax Partner - Private Client Services - High Net Worth The candidate must be familiar tax consulting for high net worth clients and possess the analytical skills necessary for the ..

Assistant General Counsel The candidate will be providing legal counsel, compliance guidance and interpretations of complex federal & state laws to support new insurance product development, new insurance product advertising, insurance ..

Assistant General Counsel - US Consumer Retail Bank The candidate will support clients through the increased regulatory and technology demands on bank products.The main focus of this position is to provide ..

Compliance Assurance Officer, VP – GCB NAM Responsibilities: Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Assurance team responsible for assessing compliance risks and controls implemented ..

Assistant General Counsel The candidate will be providing legal counsel, compliance guidance and interpretations of complex federal & state laws to support new insurance product development, new insurance product advertising, insurance ..

Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of ..

Real Estate Transactional and Leasing Attorney The candidate will include drafting, reviewing, analyzing, revising, and negotiating legal documents, including leases, ground leases, loan documents, and entity documents. Must be able to ..