Risk Lawyer Jobs in Jericho

Principal Analyst, Risk Monitoring The candidate will conduct ... Monitoring The candidate will conduct risk monitoring activities and ongoing risk assessments of members reporting to ... of members reporting to..

Principal Analyst - Risk Monitoring - Retail - FinTech ... Clearing The candidate will conduct risk monitoring activities and ongoing risk assessments of members reporting to ... of members reporting..

Housing Staff Attorney Candidate will implement Eviction Prevention response to the pandemic. Will provide legal assistance to eligible households at risk of homelessness by preventing evictions, securing mainstream benefits, and making ..

Principal Analyst, Risk Monitoring Duties: The candidate conducts ... Monitoring Duties: The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to ... of members reporting to..

Principal Analyst, Risk Monitoring, Diversified and Clearing Firms ... Clearing Firms The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to ... of members reporting to..

Tax: Indirect Tax: Senior Manager The candidate will be analyzing an evolving portfolio of complex tax operations to provide meaningful business insights. Identifying potential opportunities and risks and communicating these to ..

Principal Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to ... of members reporting to a Risk Monitoring Director. Reports to a..

... unique regulatory challenges. Collaborates with Risk Monitoring Staff, Firm Examination teams, ... conducts investigations of the highest risk and complexity. Independently conducts risk identification and risk reviews of the..

Principal Investigator, National Cause Program The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the ..

Tax: Indirect Tax: Senior Manager The candidate will be analyzing an evolving portfolio of complex tax operations to provide meaningful business insights. Identifying potential opportunities and risks and communicating these to ..

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory ..

Principal Analyst, Risk Monitoring, Medium Diversified Firms The ... will be reporting to a Risk Monitoring Director and supports both ... internal and external parties. Conducts risk monitoring activities, that..

Associate Principal Investigator, VAST Duties: Independently leads investigations of low to medium complexity matters under moderate supervision. Participates in investigations of medium to high and high complexity matters under moderate supervision. ..

Principal Investigator (FINOP), NCP Duties: The candidate will independently leads investigations of varying risk and complexity. Gathers regulatory intelligence using internal systems and 8210 record requests. Requests and compiles, analyzes, assesses, ..

Tax: Tax Accounting and Risk Advisory Services: Manager Duties: The candidate will be involved with tax provision review, assisting companies with all aspects of their preparation of the tax provision...

Tax: Private: Manager Duties: The candidate will be managing various responsibilities, from technical planning and advising of clients that include private entities (including C-Corp, S-Corp and Partnerships) as well as high-profile ..

Associate Principal Analyst, Risk Monitoring The candidate will conduct ... Monitoring The candidate will conduct risk monitoring activities and ongoing risk assessments of members reporting to ... of members reporting..

Principal Intelligence Specialist, Member Supervision Duties: Leads projects to resolve problem statements to address strategic and tactical targets. Leads projects to analyze data and information of all levels of risk and ..

Assistant General Counsel, Commercial The candidate works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex ..

Principal Investigator, Sales Practice The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course ..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

Counsel, Enforcement The candidate will execute an effective risk-based legal strategy to assess the record fairly. Collaborate with investigative staff to plan investigations and fully develop the record. Research and identify ..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..