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Managing Attorney Reporting to directly to the Vice President and General Counsel, the candidate will provide legal counsel in one or more legal specialty areas to the nine campuses of the ..
... contracts involving leases, licenses, purchases, sales, employment, research, professional services, educational ... professional services, educational affiliation, clinical training and related matters. Conducts and/or ... modifying policies and procedures, regulations,..
Manager, Swap Dealer Advisor Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program. Advising Sales and Trading and related Operations teams on CFTC swap regulations and Designated Contract ..
Principal Investigator, National Cause Program The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the ..
Principal Investigator (FINOP), NCP Duties: The candidate will independently leads investigations of varying risk and complexity. Gathers regulatory intelligence using internal systems and 8210 record requests. Requests and compiles, analyzes, assesses, ..
Managing Director, Privacy Technology Leader Duties: The candidate develops and executes against the Privacy Technology three-year growth strategy. Identifies key corporate clients and generates revenue to exceed budget projections while maintaining ..
Associate Principal Investigator, National Cause Programs The candidate conducts extensive background searches of the organization's member firms and registered representatives in support of open the organization's investigations in the NCP. Provides ..
Corporate Counsel (Contracts) The candidate will generalist role with a specialty in reviewing, drafting, and negotiating contracts, as well as advising on related matters such as intellectual property, regulatory compliance, insurance, ..
Principal Investigator, Sales Practice The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course ..
