Sec Regulatory Compliance Jobs in Lynn

Manager, Compliance Duties: Under the general direction ... Director, Head of Legal & Compliance, will own and drive the ... development and administration of Group’s Compliance Program in connection with..

Tax and Compliance Accountant The candidate will report ... Planning, Investment Partnerships and Corporate Compliance. This position will be responsible ... responsible for enterprise-wide tax and regulatory compliance for Combined..

... accordance with industry, legal, and regulatory standards, and consistent with the ... all major legal, transactional, and regulatory affairs, including specifically corporate governance, ... governance, public company reporting to..

OverviewnThe Program Coordinator will work with EHS leadership and staff to ensure efficient operation of EHS activities with the overall goal of enhancing employee health and safety. The incumbent will work ..

General Summary / Overview Statement Directs daily operations of ambulatory pharmacy services. Works closely with the Director of Ambulatory Pharmacy to grow the ambulatory service line Provides oversight of collaborative drug ..

... rules of the Financial Industry Regulatory Authority and the Municipal Securities ... and regulations. Interact closely with Compliance, Risk, Technology and Operations departments ... to mitigate risk and ensure..

Lead Counsel - SEC Filings/Public Disclosures The candidate will ... on public company matters, including SEC filings and other public disclosures, ... shareholder items, and securities law compliance matters. Will..

Job Description Overview Success Profile Who We Are Culture Testimonials Executive Administrative Assistant, Data Science Institute Job ID R0097338 Date posted May. 31, 2023 Location Boston, Massachusetts Apply By clicking the ..

Director, Compliance Consulting The candidate will lead ... the day-to-day support of the compliance programs for a variety of ... programs for a variety of SEC registered investment advisers. Provide..

Licensing & Customer Service Specialist - Cosmetology Unit','230000LY','!*!All applicants should attach a cover letter and resume to their online submission for this position. The Division of Occupational Licensure (DOL), an agency ..

... in US federal securities laws, SEC interactions, and a strong background ... requirements, custody rule requirements, cross-border regulatory matters, and responding to FINRA ... and responding to FINRA and..

... of law firm, industry, or regulatory experience Admitted to practice or ... knowledge and understanding of the regulatory framework for broker dealers, including ... and regulations Experience advising on..

We are seeking a Human Resources and Payroll Administrator for our fast-paced manufacturing client, with three nearby facilities of approximately 200 employees, located near Haverhill, MA. Responsible for HR and payroll ..

This Operations Assistant will be responsible for: Providing support for clinical operations for the General Medicine Department to resolve equipment, supply, safety, compliance, operational, and cleaning issues. Providing positive and effective ..

Job Overview: A law firm seeks a Mid-level Associate Attorney to join the Corporate - Capital Markets and Public Companies practice. The ideal candidate will have significant experience in advising publicly ..

... and reports for both government regulatory agencies and the Board of ... assets and comply with all regulatory requirements. Offers direction and analysis ... related professional services to ensure..

... development and implementation of worldwide compliance policies, processes, and training on ... presentations and competitive intelligence. Support compliance with antitrust regulatory reporting obligations. Coordinate responses to ... information. Coordinate..

Senior Counsel - SEC Filings/Public Disclosures Duties: Provide guidance ... to management on legal and regulatory matters impacting business strategy and ... Proactively identify policy, legal, and regulatory matters pertaining..

Director, Compliance Consulting The candidate will be ... team leader for our broker-dealer compliance business. Interact with senior management ... of broker- dealer clients and regulatory authorities. Maintain, build and..

... is complete, accurate and in compliance with BWH appointment and credentialing ... for the fellowship programs Ensures compliance to academic requirements and hospital ... Informs the Executive Director when..

Senior Counsel - SEC Filings/Public Disclosures The candidate will ... on public company matters, including SEC filings and other public disclosures, ... shareholder items, and securities law compliance matters. Review,..

... primarily responsible for assisting in compliance with securities requirements as well ... Securities. Preparing and filing various SEC documents, including Current Reports on ... the Company’s stock ownership guidelines..

... & Alliances Resell Contracts & Compliance Manager (Enabling Manager) in Boston ... Boston Massachusetts Resell Contracts & Compliance Manager Are you a contracts ... Are you a contracts &..