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... with investment advisory regulatory matters and counseling securities and investment management firms on regulatory ... regulatory matters under the federal securities, with particular focus on investment ... focus on..
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... matters, including evaluating the legal and regulatory impact of new proposed ... Advising the firm’s Compliance Department and various business lines on federal ... various business lines on federal..
... is looking for a motivated and talented litigation attorney with experience ... litigation attorney with experience in securities and commodities issues in the broker-dealer and futures commission merchant space,..
Job OverviewA law firm seeks a Financial Markets ... 3-6 years of experience in law firms, government, or in-house roles, ... or fintechs, particularly in enforcement and regulatory matters.DutiesConduct legal..
... will be a sharp, organized, and detail-oriented individual who is interested ... about the financial services industry and legal work. This position could ... a candidate considering applying to..