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... with investment advisory regulatory matters and counseling securities and investment management firms on regulatory ... regulatory matters under the federal securities, with particular focus on investment ... focus on..
... matters, including evaluating the legal and regulatory impact of new proposed ... Advising the firm’s Compliance Department and various business lines on federal ... various business lines on federal..
... is looking for a motivated and talented litigation attorney with experience ... litigation attorney with experience in securities and commodities issues in the broker-dealer and futures commission merchant space,..
... candidate will be performing jurisdiction and classification analyses. EAR experience should ... experience should include encryption controls, and technology controls. Drafting license applications ... technology controls. Drafting license applications..
A law firm in Washington DC is ... 3+ years of experience in law firm, government, or in-house roles, ... role in legal research, analysis, and preparation of filings in..
... is looking for a motivated and talented corporate attorney with experience ... with experience in fintech businesses and online trading who is interested ... of broker-dealers (SEC, CFTC, FINRA)..
... The candidate will be drafting and negotiating derivatives and other trading and financing documentation and/or providing regulatory advice with respect ... of clients from commercial firms and market intermediaries,..
... Regulatory Commission electric regulatory issues and the negotiation and documentation of energy, commodity, and derivative transactions. With respect to ... With respect to energy, commodity, and derivative transactions, the..
... Regulatory Commission electric regulatory issues and the negotiation and documentation of energy, commodity, and derivative transactions. With respect to ... With respect to energy, commodity, and derivative transactions, must..
A law firm in Washington D.C. is ... actively seeking an experienced Energy and Infrastructure Associate Attorney with a ... to join its dynamic Energy and Infrastructure practice. The ideal..
... should have 3 years of law firm, government, or in-house experience ... markets or fintech on enforcement and regulatory matters under the commodities, banking, or securities laws. Expected to..
... will be a sharp, organized, and detail-oriented individual who is interested ... about the financial services industry and legal work. This position could ... a candidate considering applying to..
A law firm in Washington, DC is ... in the Investment Company Act and Investment Advisers Act, with knowledge ... closed-end investment companies under federal securities laws and relevant exchanges...