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11

Securities Compliance Examiner Jobs






Job info
 
Company
**********
Location
Chicago, IL
Posted Date
Apr 08, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is seeking a Senior Anti-Fraud Specialist within the Fraud team at our Chicago Operations Center. This individual will be responsible for detecting new and evolving fraud patterns while providing ..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and ... firm’s developers to comply with securities and commodities regulatory reporting obligations. ... commodities regulatory reporting obligations. Provide compliance..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... officer who is familiar with securities and commodities regulatory issues and ... back office functions. Responsibilities: The..

 
Company
**********
Location
Seaside, CA
Posted Date
Feb 24, 2022
Info Source
Employer  - Full-Time  90 

... responsible for ensuring the code compliance of capital projects. ESSENTIAL DUTIES ... to, the following Building Code Compliance Validates the code compliance process, written code validation prior ... and..

 
Company
**********
Location
Chicago, IL
Posted Date
May 18, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... officer who is familiar with securities and commodities and foreign exchange ... foreign exchange activity. Responsibilities: The..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jan 22, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... officer who is familiar with securities and commodities regulatory issues and ... and back-office functions. Responsibilities: The..

 
Company
**********
Location
McLean, VA
Posted Date
Feb 25, 2022
Info Source
Employer  - Full-Time  90 

... Virginia Audit Manager, Financial Crimes Compliance (FCC) Capital One's Audit function ... on audits of Financial Crime Compliance. Responsibilities include: Plan, perform, and ... and lead BSA / AML..

 
Company
**********
Location
Baton Rouge, LA
Posted Date
May 13, 2023
Info Source
Recruiter  - Full-Time  90 

Job Details Compliance Examiner 1-4 Salary $3,084.00 - $6,072.00 ... from this recruitment as a Compliance Examiner, 1, 2, 3, or 4 ... The maximum salary for the Compliance Examiner..

 
Company
Location
Chicago, IL
Posted Date
Mar 16, 2022
Info Source
Employer  - Full-Time  90  

Aon is looking for a Compliance Analyst, Aon Investments USA The ... Analyst, Aon Investments USA The Compliance Analyst’s primary role is to ... role is to assist the Compliance..

 
Company
**********
Location
Chicago, IL
Posted Date
Dec 02, 2021
Info Source
Employer  - Full-Time  90  

... is looking for an Investment Compliance Manager As part of an ... Your impact as an Investment Compliance Manager Aon Investments USA’s (AIUSA) ... Manager Aon Investments USA’s (AIUSA)..

 
Company
Location
Chicago, IL
Posted Date
Mar 19, 2023
Info Source
Employer  - Full-Time  90  

Aon is looking for a Compliance Analyst, Aon Investments USA. This ... registered investment adviser with the Securities and Exchange Commission (“SEC”). Aon’s ... succeed. Your impact as a Compliance..

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