Securities Compliance Jobs in Groveton, Virginia | EmploymentCrossing.com


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1,567

Securities Compliance Jobs in Groveton





Job info
SPONSORED JOB
Location
Vienna, VA
Posted Date
Jan 22,22
Source
Employer   

Manager compliance Personal securities Trading Duties Lead onshore teams ... operations which consist of reviewing compliance reports managing the preclearance approval ... a full understanding of the securities monitoring..

SPONSORED JOB
Location
Bethesda, MD
Posted Date
Jan 22,22
Source
Employer   

Manager compliance Personal securities Trading Duties Lead onshore teams ... operations which consist of reviewing compliance reports managing the preclearance approval ... a full understanding of the securities monitoring..

SPONSORED JOB
Location
Washington, DC
Posted Date
Jul 01,22
Source
Employer   

Security Privacy compliance Analyst The candidate assists in implementing and managing the firm s compliance framework procedures and processes relating to information security and privacy Implements and monitors the firm s ..

 
Location
Washington, DC
Posted Date
Mar 15, 2024
Info Source
Recruiter  -  

... and/or experience working at the Securities and Exchange Commission (SEC). They ... of 1940 and other federal securities laws. The role involves counseling ... including registration, conflicts of interest,..

 
Location
Washington, DC
Posted Date
Apr 08, 2024
Info Source
Recruiter  -  

A law firm seeks a Junior Data Privacy Associate Attorney for their Washington, DC office. The ideal candidate will have a solid understanding of privacy and security frameworks, including GDPR, CCPA, ..

 
Location
Washington, DC
Posted Date
Apr 02, 2024
Info Source
Recruiter  -  

... matters, including mergers and acquisitions, securities compliance, and corporate governance.Conduct legal research ... representing clients in public and securities offerings.Advise clients on regulatory compliance matters and assist in preparing..

 
Location
Washington, DC
Posted Date
Apr 15, 2024
Info Source
Recruiter  -  

... a Mid-to-Senior Associate-level Financial Services Compliance and Regulatory Associate Attorney. The ... 4 years of experience in compliance and regulatory matters, particularly in ... legal counsel on regulatory and..

 
Location
Washington, DC
Posted Date
Feb 21, 2024
Info Source
Recruiter  -  

Job Overview: A law firm in Washington, DC is seeking a Cyber and Data Security Associate Attorney with 2-6 years of experience. The ideal candidate will have strong expertise in breach ..

 
Location
Washington, DC
Posted Date
Apr 08, 2024
Info Source
Recruiter  -  

Job Overview: A law firm seeks a mid-to-senior-level Litigation And Cybersecurity Associate Attorney to join its Washington, DC, office. The ideal candidate will possess substantial experience in commercial litigation, cybersecurity, and ..

 
Location
Washington, DC
Posted Date
Apr 14, 2024
Info Source
Recruiter  -  

Washington, D.C. office of a BCG Attorney Search Top Ranked Law Firm seeks mid-level capital markets lawyer with 2+ years of experience. The ideal candidate must have extensive capital markets experience, ..

 
Location
Washington, DC
Posted Date
Mar 29, 2024
Info Source
Recruiter  -  

... and benefits matters, including tax, securities, and other relevant laws.Duties:Provide legal ... and analysis on tax implications, securities laws, and other relevant executive ... and benefits regulations.Assist clients in..

 
Location
Washington, DC
Posted Date
Mar 27, 2024
Info Source
Recruiter  -  

... closed-end investment companies under federal securities laws and relevant exchanges. Experience ... a focus on listed funds.Ensure compliance with federal securities laws and rules of relevant ... closed-end investment..

 
Location
Washington, DC
Posted Date
Mar 26, 2024
Info Source
Recruiter  -  

... of corporate governance best practices, securities laws, stock exchange corporate governance ... on corporate governance matters, ensuring compliance with relevant laws and regulations.Conduct ... corporate governance best practices and..

 
Location
Washington, DC
Posted Date
Mar 27, 2024
Info Source
Recruiter  -  

... seeking a highly experienced Mid/Senior-level Securities Associate Attorney to join its ... Associate Attorney to join its Securities Team and Financial Institutions Team. ... meeting periodic reporting requirements and..

 
Location
Washington, DC
Posted Date
Apr 10, 2024
Info Source
Recruiter  -  

... Investment Advisers Act and federal securities laws. The ideal candidate will ... management regulatory matters.Advise clients on compliance with the Investment Advisers Act ... Advisers Act and other federal..

 
Location
Washington, DC
Posted Date
Mar 29, 2024
Info Source
Recruiter  -  

... to provide support in day-to-day securities law counseling, SEC reporting, and ... experience advising public companies on securities law compliance, disclosure, and corporate governance. Superior ... skills, a solid..

 
Location
Washington, DC
Posted Date
Apr 08, 2024
Info Source
Recruiter  -  

Washington, D.C. office of a BCG Attorney Search Top Ranked Law Firm seeks a partner-level attorney with 3+ years of experience in federal government contracts, with some experience in U.S. export ..

 
Location
Washington, DC
Posted Date
Mar 03, 2024
Info Source
Recruiter  -  

Washington D.C. office of a BCG Attorney Search Top Ranked Law Firm seeks a mid- to senior-level privacy cybersecurity attorney or senior counsel with 5+ years of experience specifically handling privacy ..

 
Location
Washington, DC
Posted Date
Mar 17, 2024
Info Source
Recruiter  -  

... aspects of the formation, structuring, compliance, and ongoing management of alternative ... of fund formation, structuring, and compliance processes.Draft and review limited partnership ... Private Placement Memorandums (PPMs), ensuring..

 
Location
Washington, DC
Posted Date
Mar 15, 2024
Info Source
Recruiter  -  

... companies on various aspects of securities offerings, federal securities laws, stock exchange regulations, Sarbanes ... Sarbanes Oxley Act, Dodd-Frank Act compliance matters, and corporate governance issues. ... to publicly..

 
Location
Washington, DC
Posted Date
Feb 22, 2024
Info Source
Recruiter  -  

A law firm in Washington, DC is seeking a Finance Corporate Associate Attorney with the following qualifications:Job Overview:The Finance Corporate Associate Attorney will be responsible for providing legal support in corporate ..

 
Location
Washington, DC
Posted Date
Apr 10, 2024
Info Source
Recruiter  -  

A law firm in Washington, DC, is currently seeking an Executive Compensation and Employee Benefits Associate Attorney to join their team. The successful candidate should have 3-5 years of relevant experience ..

 
Location
Washington, DC
Posted Date
Mar 21, 2024
Info Source
Recruiter  -  

... data protection, cybersecurity, and global compliance strategies.Job Details Duties:Assist and advise clients ... working directly with partners worldwide.Conduct compliance gap assessments and implement remediation ... M&A negotiations.Assist clients in determining..

 
Location
Washington, DC
Posted Date
Feb 21, 2024
Info Source
Recruiter  -  

... of experience in international trade compliance, focusing on US export controls, ... legal research on international trade compliance issues, including US export controls, ... correspondence related to international trade..

 
Location
Washington, DC
Posted Date
Feb 28, 2024
Info Source
Recruiter  -  

A law firm in Washington, DC, is seeking a Mid-level Privacy, Cyber, and Data Governance Associate Attorney with 3+ years of experience. The ideal candidate should have experience with evolving privacy ..

 
Location
Washington, DC
Posted Date
Apr 16, 2024
Info Source
Recruiter  -  

Job Overview: A law firm specializing in telecommunications law seeks a Mid- to Senior-Level Federal Communications Commission (FCC) Associate Attorney to join their team in Washington, DC. The ideal candidate will ..

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