Securities Compliance Manager Jobs in Herndon

Senior Compliance Manager Duties: Coordinates and leads a ... Coordinates and leads a corporate-wide compliance and ethics program that is ... and abuse laws, federal grant compliance, Uniform Guidance (UG)..

... 12px; mso-spacerun: yes\u003eu0026nbsp; u003c/spanu003eMonitor associate compliance with all company policies and ... inspections (state board, core audits, compliance audits, RPM and third party ... Code for Exempt ,VerityZone:formtext40,QuestionType:single-select,ActualValueFromSolar:null},{QuestionName:Posting Title,AnswerValue:Pharmacy..

Global Export Compliance Manager The candidate will act as ... the EAR, ITAR, and OFAC compliance. Will guide OpCo Trade Compliance global team members in their ... team members in..

... Roman; font-size: 12px\u003eu0026nbsp; u003c/spanu003eMonitor associate compliance with all company policies and ... inspections (state board, core audits, compliance audits, RPM and third party ... Code for Exempt ,VerityZone:formtext40,QuestionType:single-select,ActualValueFromSolar:null},{QuestionName:Posting Title,AnswerValue:Pharmacy..

Description The Director, IT Compliance audits the most complex new ... information systems procedures are in compliance with corporate standards. The Director, ... corporate standards. The Director, IT Compliance requires..

Forensic And Integrity Services - Investigations And Compliance Manager Responsibilities: Working with the client's legal counsel, internal audit and compliance departments investigating complex issues and developing practical solutions that address operational ..

... of America, McLean, Virginia Audit Manager, Financial Crimes Compliance (FCC) Capital One's Audit function ... seeking an energetic, self-motivated Audit Manager interested in becoming part of ... on audits..

... 12px; mso-spacerun: yes\u003eu0026nbsp; u003c/spanu003eMonitor associate compliance with all company policies and ... inspections (state board, core audits, compliance audits, RPM and third party ... Code for Exempt ,VerityZone:formtext40,QuestionType:single-select,ActualValueFromSolar:null},{QuestionName:Posting Title,AnswerValue:Pharmacy..

... aspects of the formation, structuring, compliance, and ongoing management of alternative ... of fund formation, structuring, and compliance processes.Draft and review limited partnership ... Private Placement Memorandums (PPMs), ensuring..

Description The Director, IT Compliance audits the most complex new ... information systems procedures are in compliance with corporate standards. The Director, ... corporate standards. The Director, IT Compliance requires..

... ongoing maintenance of the IT Compliance Program. This includes both internal ... responsible for helping keep the compliance program current with all applicable ... and advising leadership on IT..

Manager Compliance - Personal Securities Trading Duties: Lead onshore teams ... operations which consist of reviewing compliance reports, managing the preclearance approval ... a full understanding of the securities monitoring..

Manager Compliance - Personal Securities Trading Duties: Lead onshore teams ... operations which consist of reviewing compliance reports, managing the preclearance approval ... a full understanding of the securities monitoring..

Compliance Manager - Capital Markets Compliance The candidate will be assessing ... The candidate will be assessing compliance risk through reviews of new ... Participating in monitoring the firm’s compliance..

... Information Under Armour, Inc. District Manager in Training (Mid-Atlantic) in Oxon ... in Oxon Hill Maryland District Manager in Training (Mid-Atlantic) Date: Jul ... without. Position Summary The District..

Job SummaryContributes general knowledge and skill in technology to provide first-and some second-level support including break-fix (repairs, installations, maintenance of systems) for designated area. Generally works within well-established guidelines to complete ..

... direction of the Senior Program Manager or Director of Operations, As ... of Operations, As the Program Manager you will be responsible for ... all required deliverables.u003cbru003eu003cbru003eJohnson Controls' Program..

CGI is looking for a Senior IT Security Manager who will provide expert consulting services and recommendations regarding technologies to maintain and improve security of the client's overall voice, video, and ..

Global Accounting and Compliance Manager The candidate will oversee the firm’s compliance with local and global accounting policies and procedures, including the successful completion of the annual global year-end audits of ..

Manager Compliance - Personal Securities Trading Duties: Lead onshore teams ... operations which consist of reviewing compliance reports, managing the preclearance approval ... a full understanding of the securities monitoring..

... is seeking a Global Asset Manager Regulation Associate Attorney with expertise ... Investment Advisers Act and federal securities laws. The ideal candidate will ... management regulatory matters.Advise clients on..

... our journey!RoleAs the Sr. Product Manager, Product Compliance for Splunk's Products and Technology ... a team of experienced product compliance professionals to embed compliance within Splunk’s products and services...

... Prior employment history within the Securities and Exchange Commission (SEC) is ... 1940 and other pertinent federal securities statutes is preferred. The candidate ... concerning structuring, market practices, regulatory..