Securities Compliance Manager Jobs in Livingston

At Bristol Myers Squibb, we are inspired by a single vision - transforming patients' lives through science.In oncology, hematology, immunology and cardiovascular disease - and one of the most diverse and ..

Information Security Risk Manager The candidate will report to the Chief Information Security Officer and will manage the Risk Analysis team at the University. Will manage the risk analysis process, to ..

... The Supplier Quality Management (SQM) Compliance Manager will manage and coordinate the ... Management. In addition, the SQM Compliance Manager will perform routine monitoring of ... time and per..

OverviewnAs a leader of the Security team, you will report to the CIO.nResponsibilitiesnn Oversee implementation and management of security processes and technologies supporting vulnerability and penetration testing, monitoring, incident response, identity ..

Manager Compliance - Personal Securities Trading Duties: Lead onshore teams ... operations which consist of reviewing compliance reports, managing the preclearance approval ... a full understanding of the securities monitoring..

A law firm in New York, NY, is seeking a Mid-level Private Investment Funds Associate Attorney with 3-6 years of experience in fund formation for private fund managers. The ideal candidate ..

Program Manager Compliance, Audit, Security, and Policy The candidate will partner with closely related teams and business stakeholders to drive alignment on compliance, security, risk management, and business goals throughout the ..

Job Title:  Senior Manager, Corporate Secretary's Office   A ... Deputy General Counsel & Chief Compliance Officer and Corporate Secretary.  In ... will also assist the Capital Markets/Securities and Compliance..

Global HR Compliance Manager The candidate tracks employment-related federal, ... systems resulting from new HR compliance requirements. Effectively communicates to stakeholders ... monitoring of AAPs and related compliance. Participates in..

Manager - Regulatory Compliance The candidate will advise clients ... candidate will advise clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and ... marketing and advertising..

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Position Summary:The HR Compliance Manager helps to implement the strategic ... America and Corporate Offices. The Manager will work with the Centers ... People Services Hub works in compliance with..

... the formation, structuring, capital raising, compliance, and ongoing management of alternative ... all fund formation, structuring, and compliance aspects for alternative investment funds.Work ... offering documents, including PPMs, ensuring..

Job Description: The Physical Security & Safety Manager will work under the Global Facilities & Administration Senior Manager. They will be responsible for the management of physical security and safety, focusing ..

Compliance Manager Responsibilities: Identify regulators, applicable regulations, and other legal requirements. Synthesize and document the requirements found in the regulations, statutes, rules, etc. Frequently communicate with management to ensure work effort ..

Information Security Risk Manager Duties: As a member of ... University's IT Governance, Risk, and Compliance (GRC) solution, RSAM; creating information ... awareness of shifts in CUMC's compliance and threat..

... & Alliances Resell Contracts & Compliance Manager (Enabling Manager) in New York New York ... New York Resell Contracts & Compliance Manager Are you a contracts & ... Are..

Manager Compliance, Personal Securities Trading Duties: Lead, coach and ... operations which consist of reviewing compliance reports, managing the preclearance approval ... a full understanding of the securities monitoring process..

... Prior employment history within the Securities and Exchange Commission (SEC) is ... 1940 and other pertinent federal securities statutes is preferred. The candidate ... concerning structuring, market practices, regulatory..

... advising on fund formation, regulatory compliance, and transactional matters.Duties:Structure, organize, and ... investor negotiation, and closing mechanics.Ensure compliance with federal securities laws, including the Investment Advisers ... and structuring.Strong..

... difference. Position Summary: The Operations Compliance manager will be a member of ... a key role by managing compliance related activities such as Change ... team members to effectively..

My client is a highly regarded Fortune 100 company. They are seeking a Fire and Security Installation Manager.. My client offers fire protection, security, building automation, heating, ventilation and air conditioning ..

... transformative business results. Provide Export compliance guidance to all sites and ... all sites and locations. Support compliance with pertinent Export laws, regulations ... strategic training for managing Export..