Securities Compliance Manager Jobs in Washington

... aspects of the formation, structuring, compliance, and ongoing management of alternative ... of fund formation, structuring, and compliance processes.Draft and review limited partnership ... Private Placement Memorandums (PPMs), ensuring..

... direction of the Senior Program Manager or Director of Operations, As ... of Operations, As the Program Manager you will be responsible for ... all required deliverables.u003cbru003eu003cbru003eJohnson Controls' Program..

Description The Director, IT Compliance audits the most complex new ... information systems procedures are in compliance with corporate standards. The Director, ... corporate standards. The Director, IT Compliance requires..

Description The Director, IT Compliance audits the most complex new ... information systems procedures are in compliance with corporate standards. The Director, ... corporate standards. The Director, IT Compliance requires..

Manager Compliance - Personal Securities Trading Duties: Lead onshore teams ... operations which consist of reviewing compliance reports, managing the preclearance approval ... a full understanding of the securities monitoring..

... www.dollargeneral.com.nJob DetailsnGENERAL SUMMARY:n nThe Store Manager Candidate supports the Store Manager in the effective implementation of ... external candidate for the Store Manager role and is to be .....

Manager Compliance - Personal Securities Trading Duties: Lead onshore teams ... operations which consist of reviewing compliance reports, managing the preclearance approval ... a full understanding of the securities monitoring..

Manager Compliance - Personal Securities Trading Duties: Lead onshore teams ... operations which consist of reviewing compliance reports, managing the preclearance approval ... a full understanding of the securities monitoring..

CGI is looking for a Senior IT Security Manager who will provide expert consulting services and recommendations regarding technologies to maintain and improve security of the client's overall voice, video, and ..

Global Accounting and Compliance Manager The candidate will oversee the firm’s compliance with local and global accounting policies and procedures, including the successful completion of the annual global year-end audits of ..

Comcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in ..

What We’re Looking For: edX’s Site Reliability Engineering (SRE) team is foundational to the success of our business’ growth and scale. We have come this far, educating 35M registered learners on ..

... ongoing maintenance of the IT Compliance Program. This includes both internal ... responsible for helping keep the compliance program current with all applicable ... and advising leadership on IT..

... our journey!RoleAs the Sr. Product Manager, Product Compliance for Splunk's Products and Technology ... a team of experienced product compliance professionals to embed compliance within Splunk’s products and services...

... is seeking a Global Asset Manager Regulation Associate Attorney with expertise ... Investment Advisers Act and federal securities laws. The ideal candidate will ... management regulatory matters.Advise clients on..

Senior Compliance Manager Duties: Coordinates and leads a ... Coordinates and leads a corporate-wide compliance and ethics program that is ... and abuse laws, federal grant compliance, Uniform Guidance (UG)..

What We’re Looking For: The Manager of Compliance is responsible for managing members ... to a national audience. The Manager of Compliance must be able to identify ... Are Not..

Forensic And Integrity Services - Investigations And Compliance Manager Responsibilities: Working with the client's legal counsel, internal audit and compliance departments investigating complex issues and developing practical solutions that address operational ..

Global Export Compliance Manager The candidate will act as ... the EAR, ITAR, and OFAC compliance. Will guide OpCo Trade Compliance global team members in their ... team members in..

Compliance Manager - Capital Markets Compliance The candidate will be assessing ... The candidate will be assessing compliance risk through reviews of new ... Participating in monitoring the firm’s compliance..

... Prior employment history within the Securities and Exchange Commission (SEC) is ... 1940 and other pertinent federal securities statutes is preferred. The candidate ... concerning structuring, market practices, regulatory..

... of America, McLean, Virginia Audit Manager, Financial Crimes Compliance (FCC) Capital One's Audit function ... seeking an energetic, self-motivated Audit Manager interested in becoming part of ... on audits..

... Information Under Armour, Inc. District Manager in Training (Mid-Atlantic) in Oxon ... in Oxon Hill Maryland District Manager in Training (Mid-Atlantic) Date: Jul ... without. Position Summary The District..