Securities Counsel Jobs

Assistant General Counsel - Investment Company The candidate will responsible for supporting all aspects of legal and regulatory matters relating to the firm’s retail and annuity–dedicated funds. In particular, this individual ..

Corporate Counsel (Investments) The candidate will work ... taxable fixed income, and municipal securities. Work will include bankruptcies, out-of-court ... and purchases and sales of securities of distressed companies. Be..

Senior Counsel, Regulatory Attorney The candidate will report directly to the Associate General Counsel and will be responsible for providing regulatory and business legal advice relating to broker-dealers and dual registrants. ..

Job Information Humana Assistant General Counsel, Home Solutions in Jersey City ... Jersey Description The Assistant General Counsel provides a full range of ... and services. The Assistant General Counsel..

Senior Counsel The candidate will provide expert ... responses. Work closely with the Counsel to the Head of Enforcement ... to and mentor less experienced counsel and new hires. Should..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

Litigation Director (Non-Disciplinary) - Enforcement The candidate will manage a team of dedicated litigation attorneys and other staff, and, as necessary, litigates non-disciplinary and disciplinary proceedings as first or second chair. ..

Staff Attorney Duties: Coordinate with internal stakeholders to identify and advise on legal risks and contractual issues and in the interpretation of contracts and other and implement best practices. Draft and ..

Principal Investigator, National Cause Program The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the ..

Tax - SAP Global Trade Services - Senior Consultant The candidate will have the opportunity to help clients get the most from their SAP investments-and help position businesses for the evolving ..

Description The Senior Counsel provides a full range of legal advice and services. The Senior Counsel works on problems of diverse scope and complexity ranging from moderate to substantial. Responsibilities The ..

Principal Analyst, Risk Monitoring, Medium Diversified Firms The candidate will be reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions ..

Senior Principal Investigator, Specialist Team The candidate conducts advanced high complexity routine and special investigations of member firms. Investigates potentially suspicious activities of persons associated with member firms. Provides guidance to ..

Senior - Financial Services Industries - Securities Tax Duties: Developing and maintaining strong client relationships on various federal tax consulting/compliance engagements. Advising clients on a variety of tax issues including accounting ..

Consultant - Financial Industries - Securities Tax The candidate will provide federal tax consulting and compliance services to a clients in the banking, securities, and financial services industries. Will work directly ..

Senior Manager - Business Tax Services - Securities Duties: The candidate will be providing federal tax consulting and compliance services to a client in the securities and financial services industries. Developing ..

Manager - Financial Services Industries - Securities Tax Duties: The candidate will be providing federal tax consulting and compliance services to clients in the securities and financial services industries. Developing and ..

Senior Consultant, Global Trade Advisory Duties: The candidate will be working with clients to assess and deploy technology solutions to enable international trade management operations. Helping importers and exporters achieve worldwide ..

Jersey City office of a BCG Attorney Search Top Ranked Law Firm seeks a commercial litigation associate attorney with 5-7 years of experience. The candidate must have experience in the following ..

Principal Investigator, Sales Practice The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course ..

Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide coverage as and when required of senior management meetings (for example; Swap Dealer Operating Committee, Swap Dealer Management Committee, Sec Corp ..

Corporate Counsel The candidate will global facilities support, including support for, negotiating commercial lease agreements, brokerage agreements, facilities management agreements, ancillary lease agreements and reviewing LOIs. Will negotiate and draft a ..

Assistant General Counsel, Regulatory The candidate will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject ..