Securities Paralegal Jobs in Richmond

Part-time Fraud Prevention Specialist The candidate will report to the Assistant Director. Will review various fraud prevention reports, review alerts triggered by a suite of detection tools and systems, and take ..

... and disclosure. Support compliance with securities reporting and disclosure obligations and ... the management of a senior paralegal and administrative assistant. Assist in ... internal teams. Support the Company’s..

Legal Assistant The candidate acts as liaison between current and potential clients and the attorneys by maintaining continual communications via email, telephone, and in person. Follows up with clients regarding status ..

Document Control Manager (Legal) The candidate will work with attorneys, paralegals, legal assistants, and staff to develop, implement, and continuously improve the Firm’s processes, procedures and controls which manage and govern ..

... and compliance with applicable corporate laws.Securities ComplianceAdvise on securities law matters, including private placements, ... filings, and ensuring compliance with securities regulations (Securities Act of 1933, Securities Exchange Act..

Investment Management Paralegal – Tier II or III The candidate should have experience in drafting closing, conveyancing and loan documents. Experience with the formation of corporations, limited liability companies and limited ..

Senior Legal Specialist - Governance and Securities Responsibilities: Supporting the in-person and virtual meeting operations of the Board and its committees, including by preparing and assembling meeting materials and other documentation ..

Legal Assistant The candidate' should have experience in personal injury, workers' compensation, and Social Security Disability a plus. No experience required but the ideal candidate must be a quick learner and ..