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corporate securities Associate Mid to senior The candidate will advise firm ... issuances of equity and debt securities SEC disclosure reporting and compliance ... a law firm managing US securities
Chief Compliance Officer The candidate will be responsible for: Serving as a resource to help determine compliance requirements and best practices for University activities; Assisting in the development of University policies; ..
Operational Risk Officer - Key Investment Services The candidate will work directly with the lines of business (LOBs) to identify and assess risks, review and challenge risk assessments, provide input over ..
Senior Manager, Tax Technology - Ignition The candidate will work with clients to understand overall operational, data, and information requirements for tax processes, including documenting tax processes and organization, analyzing tax ..
... process. Reports directly to the Senior Director and Head of Technology ... activities, ensuring alignment with the Corporate Operational Risk Framework, advising LOBs ... and guidelines to comply with..
Senior Counsel-Capital Markets The candidate will provide legal support to the institutional broker-dealer businesses of Huntington Capital Markets and Capstone Partners in connection with the implementation of their business strategies. Will ..
Corporate Securities Associate (Mid to Senior) The candidate' will advise firm ... issuances of equity and debt securities, SEC disclosure, reporting and compliance. ... a law firm managing US securities..