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corporate securities Associate Mid to senior The candidate will advise firm ... issuances of equity and debt securities SEC disclosure reporting and compliance ... a law firm managing US securities
Mid- to senior level corporate securities Associate The candidate will be ... issuances of equity and debt securities SEC disclosure reporting and compliance ... a law firm managing US securities
Chief Compliance Officer The candidate will be responsible for: Serving as a resource to help determine compliance requirements and best practices for University activities; Assisting in the development of University policies; ..
Assistant General Counsel Duties: Represent affiliates in a specific area of law that may include: Consumer, Wholesale, WAM, Payments, Employment or Litigation, Corporate Law, Infrastructure Securities and M&A. Acts as lead ..
Senior Paralegal The candidate will serve ... Company Act, Investment Advisers Act, Securities Act of 1933 and Securities and Exchange Act of 1934. ... for filing with the U.S. Securities..
Operational Risk Officer - Key Investment Services The candidate will work directly with the lines of business (LOBs) to identify and assess risks, review and challenge risk assessments, provide input over ..
Senior Principal Compliance Specialist, Fair Banking The candidate reviews new initiatives to identify and assess the fair banking risks and necessary controls to mitigate those risks. Advises and enhances risk assessment ..
Description The Senior Counsel provides a full range ... legal advice and services. The Senior Counsel works on problems of ... moderate to substantial. Responsibilities The Senior Counsel is an..
Mid- to Senior- level Corporate Securities Associate The candidate will be ... issuances of equity and debt securities, SEC disclosure, reporting and compliance. ... a law firm managing US securities..
Corporate Securities Associate Duties: The candidate will advise firm clients on public and private issuances of equity and debt securities, SEC disclosure, reporting and compliance. Handling transaction management and due diligence. ..
Senior Corporate Counsel The candidate advises various ... Counsel The candidate advises various corporate functions on all aspects of ... functions on all aspects of corporate governance and SEC reporting..
Senior Manager, Tax Technology - Ignition The candidate will work with clients to understand overall operational, data, and information requirements for tax processes, including documenting tax processes and organization, analyzing tax ..
... law firm is seeking a Corporate Services Senior Associate Attorney for its Cincinnati location. The ... for its Cincinnati location. The Corporate Services Senior Associate Attorney will be responsible..
Senior Counsel-Capital Markets The candidate will provide legal support to the institutional broker-dealer businesses of Huntington Capital Markets and Capstone Partners in connection with the implementation of their business strategies. Will ..
Corporate Attorney The candidate will join Corporate Affairs team. Will work on ... legal entities; Advise on US Securities Law, government contracting and immigration ... work; Addressing legal issues with..
Senior Counsel The candidate provides confidential legal advice and support to company hospice and related operations, may be specific to a particular legal specialty such as: litigation, tax or securities. Supports ..
... among a team of employees. Corporate Client Group. Independently develops, implements ... coordination of stock splits. Reconciles corporate brokerage accounts and free credit ... brokerage accounts and free credit..
... process. Reports directly to the Senior Director and Head of Technology ... activities, ensuring alignment with the Corporate Operational Risk Framework, advising LOBs ... and guidelines to comply with..
... of the world’s most prominent corporate, institutional, and government clients under ... capital markets. Job Responsibilities: The attorney hired will: Be in the ... laws, regulations, and investor/insurer requirementsAdvise..
VP, Assistant General Counsel - US Wealth Management, Insurance The candidate will be a member of the US Wealth Management Legal team that is responsible for supporting annuities and life insurance, ..
Corporate Securities Associate (Mid to Senior) The candidate' will advise firm ... issuances of equity and debt securities, SEC disclosure, reporting and compliance. ... a law firm managing US securities..