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... of the world’s most prominent corporate, institutional, and government clients under ... capital markets. Job Responsibilities: The attorney hired will: Be in the ... laws, regulations, and investor/insurer requirementsAdvise..
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Corporate Attorney The candidate will join Corporate Affairs team. Will work on ... legal entities; Advise on US Securities Law, government contracting and immigration ... work; Addressing legal issues with..
... among a team of employees. Corporate Client Group. Independently develops, implements ... coordination of stock splits. Reconciles corporate brokerage accounts and free credit ... brokerage accounts and free credit..
Senior Counsel The candidate provides confidential legal advice and support to company hospice and related operations, may be specific to a particular legal specialty such as: litigation, tax or securities. Supports ..
Senior Corporate Counsel The candidate advises various ... Counsel The candidate advises various corporate functions on all aspects of ... functions on all aspects of corporate governance and SEC reporting..
... process. Reports directly to the Senior Director and Head of Technology ... activities, ensuring alignment with the Corporate Operational Risk Framework, advising LOBs ... and guidelines to comply with..
Corporate Securities Associate (Mid to Senior) The candidate' will advise firm ... issuances of equity and debt securities, SEC disclosure, reporting and compliance. ... a law firm managing US securities..
Job TitleChief Compliance Officer Or Senior CounselJob OverviewA prominent law firm located in Cleveland, OH seeks a seasoned compliance leader or senior-level legal advisor to support its Investment Management division. This ..
Senior Counsel-Capital Markets The candidate will provide legal support to the institutional broker-dealer businesses of Huntington Capital Markets and Capstone Partners in connection with the implementation of their business strategies. Will ..
... OverviewA law firm seeks a Senior Associate in Capital Markets and ... Associate in Capital Markets and Securities to join its team in ... and equity offerings.Counsel companies on..
... OverviewA law firm seeks a Senior Associate in Capital Markets and ... Associate in Capital Markets and Securities to join its team in ... complex business transactions.Counsel companies on..
VP, Assistant General Counsel - US Wealth Management, Insurance The candidate will be a member of the US Wealth Management Legal team that is responsible for supporting annuities and life insurance, ..
Job Title: Chief Compliance Officer Or Senior CounselJob Overview: A distinguished law ... regulation to serve in a senior leadership capacity. This position will ... on the evolving landscape of securities..
Senior Paralegal The candidate will serve ... Company Act, Investment Advisers Act, Securities Act of 1933 and Securities and Exchange Act of 1934. ... for filing with the U.S. Securities..
Assistant General Counsel Duties: Represent affiliates in a specific area of law that may include: Consumer, Wholesale, WAM, Payments, Employment or Litigation, Corporate Law, Infrastructure Securities and M&A. Acts as lead ..
Senior Manager, Tax Technology - Ignition The candidate will work with clients to understand overall operational, data, and information requirements for tax processes, including documenting tax processes and organization, analyzing tax ..
Mid- to Senior- level Corporate Securities Associate The candidate will be ... issuances of equity and debt securities, SEC disclosure, reporting and compliance. ... a law firm managing US securities..
Corporate Securities Associate Duties: The candidate will advise firm clients on public and private issuances of equity and debt securities, SEC disclosure, reporting and compliance. Handling transaction management and due diligence. ..
Senior Principal Compliance Specialist, Fair Banking The candidate reviews new initiatives to identify and assess the fair banking risks and necessary controls to mitigate those risks. Advises and enhances risk assessment ..
Description The Senior Counsel provides a full range ... legal advice and services. The Senior Counsel works on problems of ... moderate to substantial. Responsibilities The Senior Counsel is an..