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Tax Associate - Fall 2021 Candidate’s responsibilities will consist of tax consulting and tax return preparation duties, including tax research, tax planning, and the preparation of supporting work papers for various ..
Senior Advanced Insurance Consultant Responsibilities: Consult with advisors on cases where greater experience is required. Interactions with advisors include advanced sales strategies, mining books of business, occasional point-of-sale assistance. Follow-up on ..
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Paralegal / Legal Assistant The candidate will be responsible for: Responsible for managing and administering a portfolio of loans from date of receipt of loan file from Lender through to settlement ..
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monitoring activities. Lead the team responsible for branch office examinations. Lead the team responsible ..
VP, Associate Counsel Duties: Legal analysis of the application of federal and state laws and regulations as applied to the company’s technology initiatives. Drafting and negotiating provisions for a wide variety ..
SVP, Deputy CCO Responsibilities: Lead the team responsible for regulatory exams and inquiries and other regulatory affairs; as well as responsible for performing regulatory event (both internal and external) tracking and ..