Senior Banking Finance Attorney Jobs in Williamsville

Compliance Surveillance Sr. Analyst The candidate will perform duties include: Reviewing data and analysis of surveillance and trading activity while also developing, maintaining and performing surveillance reviews. Administering internal systems related ..

Legal Counsel – Wealth and Personal Banking Duties: Provide counsel and legal support on a variety of legal matters, including matters pertaining to the law of Bank Deposits & Collections, Advertising ..

Compliance Surveillance Sr. Analyst, AVP – Personal Trading & Outside Activities The candidate will Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Personal Trading & Outside ..

Compliance Surveillance Senior Analyst, AVP – Personal Trading & Outside Activities Duties: Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Personal Trading & Outside Activities team ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..