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Vice President, General Counsel & Corporate Secretary Provide legal ... & Corporate Secretary Provide legal counsel to all segments of the ... corporation and its subsidiaries. Ensure compliance with laws,..
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Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
Wealth Transition Services Manager / Senior Manager The candidate will interpret and review various legal documents in relation to estate and business succession planning. Will undertake technical research on estate planning ..
Senior Counsel, Privacy and Data Protection Duties: ... product suite, enterprise risk, and compliance functions, and the global privacy ... a wide range of regulatory, compliance, governance, enterprise risk, privacy..
Senior Manager Compliance Programs, Corporate Functions Duties: The ... team that maintains and enhances compliance program components, including, but not ... etc. Provide support, coaching, and counsel to the team...
Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...
Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... components. Provide support, coaching, and counsel to the team...