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General Counsel and Chief Compliance Officer The candidate reports to ... President. Leads all legal and compliance functions for the University. Provides ... functions for the University. Provides counsel and..
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General Counsel and Chief Compliance Officer The candidate provides professional ... University operates, managing all outside counsel and litigation and agency complaints, ... as a member of the senior executive..
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..