Senior Compliance Counsel Jobs in Tampa

Compliance Assurance Senior Analyst, AVP Duties: Serves as ... AVP Duties: Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Assurance team ... Assurance team responsible..

Senior Counsel, Treasury And Trade Solutions The candidate is responsible for negotiating with clients for the suite of TTS (Treasury and Trade Solutions) Cash Management offerings, specifically, Accounts, Payments, Receivables, Liquidity ..

Compliance Analyst Specialist Duties: Monitors and ... approach and monitor status. Provides compliance reviews and direction for new ... and matters pertaining to regulatory compliance of products, services and business..

Compliance Assurance Director - NAM ICG ... The candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Assurance team ... Assurance team responsible for assessing..

Job Title: Partner-Level AttorneyJob Overview: A distinguished law firm located in Tampa, FL, is looking to add an experienced partner-level attorney to its growing Probate practice. This opportunity is suited for ..

VP, Assistant General Counsel - US Wealth Management, Insurance ... Legal teams and collaborate with Compliance and Risk to ensure comprehensive ... effective support. Provide advice and counsel on complex..

NABA Senior Compliance Professional The candidate will provide ... and implementation of the Medicaid Compliance Program. Will serve as the ... Care Organization (MCO) communications regarding compliance issues. Will ensure..

Job Title: Partner-Level AttorneyJob Overview: A distinguished law firm in Tampa, FL, is expanding its leadership team and seeks an experienced legal practitioner with a robust background in land use and ..

Legal Counsel The candidate will support sales ... legislations and advise the organization senior management on processes and security ... a leadership role for privacy compliance. Establishes, with the information..

... years of experience or a senior counsel with at least eight years ... investment management matters, including regulatory compliance, institutional investor representation, and private ... investment company, and broker-dealer..

Compliance Escalation and Incident Reporting Vice ... delivery and maintenance of best-in-class Compliance programs, policies and practices for ... of aggregation and reporting of compliance risk incident escalations enterprise-wide to..

Compliance Risk Management Senior Manager - Regulatory Analytics and ... VP Responsibilities: Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for ... delivery and maintenance..

Senior Construction Project Manager The candidate will plan and supervise a wide range of construction projects from start to finish. Will organize and oversee construction procedures and ensure they are completed ..

Compliance Assurance Officer, VP – GCB ... NAM Responsibilities: Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Assurance team ... Assurance team responsible for assessing..

Compliance Sanctions Officer - Screening Architecture ... Architecture Duties: Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... contacts in the Business and Compliance..

Senior VP - Compliance The candidate will lead compliance and privacy for the Group ... to the CEO, the General Counsel and the Board. Responsible for ... maintenance of a..

Compliance Escalation and Incident Reporting Senior Vice President Duties: Designing, developing, ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... of aggregation and reporting of compliance..

Compliance Escalation and Incident Reporting Vice ... President Duties: Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... delivery and maintenance of best-in-class Compliance..

Director II Compliance (Ethics) The candidate manages 10-15 people and is responsible for directing the implementation of the department's initiatives. Manages day to day operations of the Ethics program, to include ..

Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers. Will have familiarity with Reg BI and FINRA Rules and their applications to broker-dealers. Draft ..

... Staff Attorney position on our Senior Advocacy Unit (SAU). The SAU ... issues affecting low-income and vulnerable senior populations.  The position will be ... the Team Leader of the..

Tax Senior Associate - Private Client Services ... areas: Individual tax planning and compliance; Entity tax planning and compliance ; Trust / Estate / ... / Gift tax planning and..

Senior Operational Risk Manager – SVP ... The objective is to ensure compliance with Company’s Operational Risk Framework ... Risk and other control functions (Compliance, Legal, HR) in carrying out..