Senior Compliance Officer Jobs in Charlotte

Title IX Compliance Officer Duties: Directs an institutional comprehensive ... Duties: Directs an institutional comprehensive compliance program by assessing institutional Title ... by assessing institutional Title IX compliance, developing initiatives,..

... IX Coordinator/Section 504 Coordinator and Compliance Officer The candidate will maintain awareness ... federal and state regulations and compliance standards related to accessibility and ... violence. Effectively manage cases..

Paralegal The candidate manages the corporate records of subsidiaries of company to ensure compliance with their By-laws, charters and state and federal laws. This position is responsible for formation and ..

... primary owner of company’s sanctions compliance program. Providing critical advice and ... point for company personnel, including senior company leaders (e.g., Chief Compliance Officer, Business Presidents, Salespeople), on sanctions..

Lead Compliance Officer - Branch Banking The candidate ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance..

... internal and external constituencies, including senior business leaders, Risk, Compliance and Audit executives, and regulators. ... response to legal, regulatory, reputational, compliance, and policy matters within area ... with..

Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..

Sr. Export Compliance Officer The candidate will be responding ... updating, and implementing comprehensive export compliance procedures and forms to drive ... to drive the Company’s overall compliance with export..

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..

Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Maintain compliance risk expertise and consulting for ... standards and programs to drive compliance..

Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..

Lead Compliance Officer – Corporate & Investment Banking ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..

Senior Compliance Officer- Surveillance and Monitoring The candidate ... Lead or assist in leading compliance initiatives necessary in implementing changes. ... and provide guidance on complex compliance actual and emerging..

Deputy Chief Compliance Officer – Retail RIA The candidate ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all..

... and legal support related to compliance with the myriad of global, ... the GC and Chief People Officer as required with respect to ... and requests related to Company..

Senior Lead Counsel, Privacy Duties: Engage and influence stakeholders, internal partners and peers associated with the function or affected by its outcomes. Apply cross-disciplinary or specialty expertise proactively to manage the ..

Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and..

Lead Compliance Officer - Branch Banking The candidate ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance..

Senior Manager CRM & e-Comms The candidate will work across functions, across teams and across the firm to understand Marketing and Business Development (MBD) requirements for the business and to identify ..

Associate/Senior Associate, FSRCR - Consumer Compliance The candidate will assist banking ... among others) with addressing enterprise-wide compliance with one or a combination ... to prevent, detect, and/or remediate non-compliance...

... and evolves the US Privacy Compliance/HIPAA program and requirements in compliance with applicable regulations. Will support ... Program. Serves as US HIPAA Officer, with associated responsibilities including liaising .....

Senior Counsel - Commercial Banking The candidate will provide broad and varied legal guidance and support, such as: providing legal advice and support to loan product managers, relationship managers, credit officers, ..

... impact on information security. Obtain senior management commitment and buy-in regarding ... with the Head of IT Compliance to integrate information security requirements ... with the Head of IT..