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senior compliance officer Regulatory The candidate will ... the execution of Popular s compliance Program ensuring alignment with Corporate ... Program ensuring alignment with Corporate compliance and strategic direction..
SVP compliance Product senior officer 1 - NAM Global Functions ... will be serving as a senior function business product compliance risk officer for Independent compliance Risk Management ICRM responsible..
compliance Risk Management senior officer SVP The candidate serves as ... The candidate serves as a senior officer for the enterprise-wide policy framework ... and global reports related to compliance
Compliance Risk Management Senior Officer, SVP The candidate serves as ... The candidate serves as a senior officer for the enterprise-wide policy framework ... and global reports related to compliance..
Corporate Compliance Officer Duties: Develop and implement the ... Develop and implement the organization’s Compliance Program including developing, implementing and ... risks, receiving, evaluating and investigating compliance-related complaints, concerns and..
Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..
Chief Compliance Officer The candidate will serve as ... will serve as the primary Compliance Team resource for BHS, the ... be responsible for the BHS Compliance control structure. Will..
... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..
Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..
New York City office of a BCG Attorney Search Top Ranked Law Firm seeks senior corporate transactional attorney with 8-10 years of experience, preferably with M&A experience on the buyer and ..
Senior Compliance Officer - Regulatory The candidate will ... to the execution of Popular’s Compliance Program, ensuring alignment with Corporate ... Program, ensuring alignment with Corporate compliance and strategic direction..
... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..
Senior Contract Officer The candidate will provide comprehensive ... are returned to the contract officer. Contract officer adds pricing component and evaluation ... by entities throughout SUNY-DMC for compliance with..
Senior Compliance Officer - U.S. Markets Advisory Duties: ... relevant policies and procedures. Provide regulatory/compliance training. Assist the business on ... Perform testing and monitoring of compliance with firm policies..
... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..
Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..
Compliance Officer The candidate will work under ... direction of the Chief Executive Officer and oversee the Agency’s overall ... and oversee the Agency’s overall Compliance Program. As the Compliance..
Senior Contracts Officer Duties: To facilitate the translation ... Associate Director of Contracts and Compliance, as well as work closely ... as work closely with the Senior Director of Contracts..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..
Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..
Job Title: Senior Manager, Corporate Secretary's Office ... Deputy General Counsel & Chief Compliance Officer and Corporate Secretary. In this ... assist the Capital Markets/Securities and Compliance groups. ..
... Job Information Deloitte Corporate Finance Senior Compliance Analyst in New York New ... York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance LLC ... Finance LLC is..
Import and Export Controls Compliance Officer Duties: Reporting to the Vice ... Vice President and Chief Global Compliance Officer, the Import/Export Controls Compliance Officer serves as the principal administrative .....
SVP Compliance Product Senior Officer 1 - NAM Global Functions ... will be serving as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for .....