Senior Compliance Officer Jobs in New York City

Compliance Officer The candidate will work under ... direction of the Chief Executive Officer and oversee the Agency’s overall ... and oversee the Agency’s overall Compliance Program. As the Compliance..

Import and Export Controls Compliance Officer Duties: Reporting to the Vice ... Vice President and Chief Global Compliance Officer, the Import/Export Controls Compliance Officer serves as the principal administrative .....

Senior Contracts Officer Duties: To facilitate the translation ... Associate Director of Contracts and Compliance, as well as work closely ... as work closely with the Senior Director of Contracts..

Health Plan Compliance Officer The candidate will serve as ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

Chief Compliance Officer The candidate will be responsible ... will be responsible for: Lead compliance organization, providing guidance and support ... support to our business partners, senior management, Board of..

Compliance Product Senior Officer I - Global CCB Commercial ... ICRM Duties: Serves as a senior Commercial Bank Global Lending and ... Bank Global Lending and US compliance risk officer..

Chief Compliance Officer Responsibilities: Provides legal counsel to ... range of issues. The Chief Compliance Officer has ultimate compliance accountabilities, and reports to the ... accountabilities, and reports to the..

Vice President, AML Compliance Risk Management (ACRM) Officer – NAM Banking, Capital Markets ... and strategic processes. Maintain AML compliance program for the business including ... related issues and escalations..

Executive Privacy and Security Compliance Officer (Executive Network Compliance Officer Level II) 120000 Duties: With ... with the CCO and other Compliance Officers, identify risk factors for ... development of..

Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

General Counsel and Chief Compliance Officer, and Secretary of the Board ... of, all legal affairs and compliance matters for all campuses of ... and working closely with the senior..

Chief Compliance Officer Duties: Overseeing and managing compliance within the University to ensure ... and designing and stewarding effective compliance strategies, structures, and processes. Serves ... processes. Serves as the..

Senior Contract Officer The candidate will provide comprehensive ... are returned to the contract officer. Contract officer adds pricing component and evaluation ... by entities throughout SUNY-DMC for compliance with..

Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

Corporate Compliance Officer Duties: Develop an understanding of ... required components of a Corporate Compliance Program and their integration. Work ... newly designed controls and corporate compliance policies around conflicts..

Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..

Job Title:  Senior Manager, Corporate Secretary's Office   ... Deputy General Counsel & Chief Compliance Officer and Corporate Secretary.  In this ... assist the Capital Markets/Securities and Compliance groups.  ..

Chief Compliance Officer The candidate will be responsible ... responsible for overseeing and managing compliance within the University to ensure ... and designing and stewarding effective compliance strategies, structures, and..

Compl Product Sr Officer I TTS and CCB O&T ... TTS and CCB O&T ICRM Compliance Officer The candidate will be responsible ... developing, delivering and maintaining best-in-class Compliance, programs,..

Corporate Compliance Officer Duties: Develop and implement the ... Develop and implement the organization’s Compliance Program including developing, implementing and ... risks, receiving, evaluating and investigating compliance-related complaints, concerns and..

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

Senior Contract Officer The candidate will provide comprehensive ... are returned to the contract officer. Contract officer adds pricing component and evaluation ... by entities throughout SUNY-DMC for compliance with..

Senior Compliance Officer - U.S. Markets Advisory Duties: ... relevant policies and procedures. Provide regulatory/compliance training. Assist the business on ... Perform testing and monitoring of compliance with firm policies..