Senior Compliance Officer Jobs in Washington

Chief Compliance Officer - Legal Duties: Ensuring all ... of the organization are in compliance with applicable laws and regulations ... implementing, maintaining, and assessing the Compliance Program and associated..

... IX Coordinator and Clery Act Compliance Officer Duties: Serve as the primary ... authority for monitoring and coordinating compliance of the University with Title ... the University's progress related..

Chief School Compliance Officer Duties: Ensures that all applicable ... and implements a formal school compliance program covering over 50 managed ... for school, operational and regulatory compliance functions. Other..

Associate/Senior Associate, FSRCR - Consumer Compliance The candidate will assist banking ... among others) with addressing enterprise-wide compliance with one or a combination ... to prevent, detect, and/or remediate non-compliance...

Director, Federal Compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand, capabilities, and offerings. Training internal stakeholders of government programs, ..

Compliance Senior Counsel, Investigations The candidate will ... to the Vice President, Global Compliance Investigations, and focus on investigations ... and US/CAN regional legal and compliance team members, and manage..

Deputy Chief Compliance Officer The candidate responsibilities include : ... : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies ... but not limited to annual compliance reviews,..

Assistant General Counsel, Compliance Duties: Provide crucial thought-leadership and ... creation and implementation of FINRA’s Compliance Program, to include development of ... evolves, which may including enterprise compliance, risk assessment..

Senior Manager CRM & e-Comms The candidate will work across functions, across teams and across the firm to understand Marketing and Business Development (MBD) requirements for the business and to identify ..

Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as the ... and maintenance of the new Compliance program..

VP & Deputy General Counsel, Compliance & Ethics The candidate will ... will serve as the Chief Compliance and Ethics Officer for the corporation and enhances ... and periodic reassessment..

Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..

Senior Principal Advisor and Counsel, Market ... with the MMG and MRTS senior leadership team in achieving departmental ... Advises the MMG and MRTS senior leadership team on the formulation..

Senior Corporate Paralegal Responsibilities: Manage and coordinate activities relating to board of directors and committee meetings, including preparation of meeting materials, board resolutions, meeting agendas, meeting calendars, and minutes. Prepare for ..

Associate/Senior Associate, FSRCR - Consumer Compliance The candidate will assist banking ... among others) with addressing enterprise-wide compliance with one or a combination ... to prevent, detect, and/or remediate non-compliance...

Assistant General Counsel, Compliance The candidate will be responsible ... creation and implementation of company’s Compliance Program, to include development of ... evolves, which may including enterprise compliance, risk assessment..

Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as the ... and maintenance of the new Compliance program..

Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as the ... and maintenance of the new Compliance program..

Senior Principal Advisor and Counsel, Market ... with the MMG and MRTS senior leadership team in achieving departmental ... Advises the MMG and MRTS senior leadership team on the formulation..

Senior Counsel, Securities and Corporate Governance at Yext Washington, D.C. Yext (NYSE: YEXT) helps organizations answer every question about their business. Yext's Answers Platform collects and organizes content into a Knowledge ..

Compliance Officer, Title VII The candidate holds ... contact point for all university compliance activities, training, investigations, and reporting ... diversity programs. Serve as intake officer, manage resources, and lead/conduct..

Chief Compliance Officer- Office of Compliance The candidate will be serving ... the focal point for University-wide compliance and privacy and ethics activities. ... Code of Conduct and applicable compliance..

Chief Privacy Officer & VP Legal The candidate ... succinct recommendations and analysis to senior stakeholders and business teams that ... privacy protocols, GDPR and CCPA compliance plans, a privacy..