Senior Compliance Officer Jobs

Chief Compliance Officer - Legal Duties: Ensuring all ... of the organization are in compliance with applicable laws and regulations ... implementing, maintaining, and assessing the Compliance Program and associated..

... IX Coordinator and Clery Act Compliance Officer Duties: Serve as the primary ... authority for monitoring and coordinating compliance of the University with Title ... the University's progress related..

Compliance Officer, Title VII The candidate holds ... contact point for all university compliance activities, training, investigations, and reporting ... diversity programs. Serve as intake officer, manage resources, and lead/conduct..

Compliance Sanctions Director - Advisory – ... delivering, and maintaining best-in-class Sanctions Compliance policies and practices, providing a ... activities. Managing specialized teams of Compliance professionals responsible for providing sanctions..

Deputy Chief Compliance Officer The candidate responsibilities include : ... : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies ... but not limited to annual compliance reviews,..

Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..

Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as the ... and maintenance of the new Compliance program..

Senior Principal Advisor and Counsel, Market ... with the MMG and MRTS senior leadership team in achieving departmental ... Advises the MMG and MRTS senior leadership team on the formulation..

Senior Counsel, Securities and Corporate Governance at Yext Washington, D.C. Yext (NYSE: YEXT) helps organizations answer every question about their business. Yext's Answers Platform collects and organizes content into a Knowledge ..

Senior Manager CRM & e-Comms The candidate will work across functions, across teams and across the firm to understand Marketing and Business Development (MBD) requirements for the business and to identify ..

Assistant General Counsel, Compliance The candidate will be responsible ... creation and implementation of company’s Compliance Program, to include development of ... evolves, which may including enterprise compliance, risk assessment..

Assistant General Counsel, Compliance Duties: Provide crucial thought-leadership and ... creation and implementation of FINRA’s Compliance Program, to include development of ... evolves, which may including enterprise compliance, risk assessment..

Compliance Senior Counsel, Investigations The candidate will ... to the Vice President, Global Compliance Investigations, and focus on investigations ... and US/CAN regional legal and compliance team members, and manage..

Chief Compliance Officer- Office of Compliance The candidate will be serving ... the focal point for University-wide compliance and privacy and ethics activities. ... Code of Conduct and applicable compliance..

VP & Deputy General Counsel, Compliance & Ethics The candidate will ... will serve as the Chief Compliance and Ethics Officer for the corporation and enhances ... and periodic reassessment..

General Counsel - Senior Vice President, Legal The candidate ... oversees all aspects of legal compliance and risk management, participates in ... strategic advice; and ensure ongoing compliance in a..

Director, Governance, Risk & Compliance The candidate will be responsible ... including supporting in-person presentations to senior level executives. Serves as Data ... executives. Serves as Data Protection Officer for..

Chief Legal Officer and General Counsel Duties: Represent ... Duties: Represent as chief legal officer; Develop and lead corporate legal ... regulatory and legal matters; Advise senior management on NPR’s..

Associate/Senior Associate, FSRCR - Consumer Compliance The candidate will assist banking ... among others) with addressing enterprise-wide compliance with one or a combination ... to prevent, detect, and/or remediate non-compliance...

Manager Governance, Risk & Compliance The candidate develops, implements, and monitors client privacy and data protection policies and procedures following global, national, and sector legislation. Assists commercial clients with developing and ..

Senior Associate General Counsel, Labor & Employment Duties: Provides in-house legal counsel services and represents University as the principal attorney on all matters involving the bargaining units on campus and related ..

Senior Records Manager The candidate plans long and short term strategies, programs and systems for implementation, and communicates to staff and the user community, as well as directs and motivates the ..

Director, Federal Compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand, capabilities, and offerings. Training internal stakeholders of government programs, ..