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35

Senior Counsel Ethic Compliance Director Jobs in New York City





Job info
 
Company
**********
Location
New York City, NY
Posted Date
Sep 17, 2014
Info Source
Employer  - Full-Time  90  

Compliance Officer The candidate will work ... and oversee the Agency’s overall Compliance Program. As the Compliance Officer s/he will function as ... agent reviewing and evaluating organizational compliance issues/concerns...

 
Company
**********
Location
Old Tappan, NJ
Posted Date
Jan 27, 2015
Info Source
Employer  - Full-Time  90  

Senior Counsel, Internal Audit and Compliance Duties: Reporting to firm’s Senior Vice President and Deputy General ... Vice President and Deputy General Counsel, Litigation and Regulatory Affairs, will ... act..

 
Company
**********
Location
Hoboken, NJ
Posted Date
Jan 27, 2015
Info Source
Employer  - Full-Time  90  

Senior Counsel, Internal Audit and Compliance Duties: Reporting to firm’s Senior Vice President and Deputy General ... Vice President and Deputy General Counsel, Litigation and Regulatory Affairs, will ... act..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 03, 2022
Info Source
Employer  - Full-Time  90  

Director, Legal - Ventures The candidate will lead drafting and negotiating definitive agreements, performing due diligence, and managing and closing venture capital and other investment transactions. Collaborate with and manage teams ..

 
Company
Location
New York City, NY
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

General Counsel The candidate will work closely ... to the President/COO. Manage external counsel, and mitigate legal costs and ... Finance. Provide legal counseling to senior management on matters such..

 
Company
**********
Location
Brooklyn, NY
Posted Date
Sep 23, 2020
Info Source
Employer  - Full-Time  90  

Health Plan Compliance Officer Responsibilities: Serve as key ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee meetings..

 
Company
**********
Location
Manhattan, NY
Posted Date
Sep 23, 2020
Info Source
Employer  - Full-Time  90  

Health Plan Compliance Officer Responsibilities: Serve as key ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee meetings..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Principal Counsel, Ethics The candidate will create, ... and confidential manner. Will independently counsel senior executives and senior managers in departments across the ... conflicts issues to the Ethics Director..

 
Company
**********
Location
Parsippany, NJ
Posted Date
May 13, 2023
Info Source
Employer  - Full-Time  90  

ADP is hiring a Sr. Director, Implementation Delivery within the National ... In this role as Sr. Director, Implementation Delivery , develop a ... staff, including indirect/dotted-line management of Director-level..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 20, 2020
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer, Conflicts of Interest Duties: ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... Code of Conduct; the COMPANY Director, Officer, and Senior Financial..

 
Company
**********
Location
New York City, NY
Posted Date
May 13, 2023
Info Source
Employer  - Full-Time  90  

ADP is hiring a Sr. Director, Implementation Delivery within the National ... In this role as Sr. Director, Implementation Delivery , develop a ... staff, including indirect/dotted-line management of Director-level..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 03, 2020
Info Source
Employer  - Full-Time  90  

Director, Compliance Program Office The candidate will ... the Office of Ethics and Compliance, Chief Compliance Officer (CCO office). Serve as ... and maintenance of the new Compliance program required..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 23, 2020
Info Source
Employer  - Full-Time  90  

Health Plan Compliance Officer The candidate will serve ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee meetings..

 
Location
Short Hills, NJ
Posted Date
Sep 22, 2020
Info Source
Employer  - Full-Time  90  

Compliance Director / Legal The candidate will ... The candidate will work with Senior Management to promote a culture ... to promote a culture of compliance; Review the adequacy of..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 08, 2022
Info Source
Employer  - Full-Time  90  

Director, Legal & Assistant General Counsel The candidate will serve as ... North America. The Assistant General Counsel – TAA North America will ... will be supported by a Senior..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 11, 2022
Info Source
Employer  - Full-Time  90  

Chief Compliance Officer The candidate administers a ... The candidate administers a formal compliance program, including updating procedures for ... including updating procedures for enterprise compliance strategy, structure and processes,..

 
Company
**********
Location
New York City, NY
Posted Date
Dec 13, 2022
Info Source
Employer  - Full-Time  90  

Director, Corporate & Securities Counsel Duties: Work with other teams, ... relating to various legal and compliance matters. Prepare and manage the ... and policies. Lead the Company’s compliance program..

 
Company
**********
Location
New York City, NY
Posted Date
Dec 12, 2022
Info Source
Employer  - Full-Time  90  

Managing Director, Compliance Consulting The candidate will participate ... and practice management. Interact with Senior Management of investment advisory clients ... advisory registration, mock examinations, ongoing compliance issues, and reporting...

 
Company
**********
Location
New York City, NY
Posted Date
Jan 27, 2015
Info Source
Employer  - Full-Time  90  

Senior Counsel, Internal Audit and Compliance Duties: Reporting to firm’s Senior Vice President and Deputy General ... Vice President and Deputy General Counsel, Litigation and Regulatory Affairs, will ... act..

 
Company
**********
Location
New York City, NY
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Compliance Counsel (Director) Duties: The candidate provides senior specialist expert advice on all ... of the law relating to compliance to support the Global Compliance Officer, the GBA Compliance Officers..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 29, 2022
Info Source
Employer  - Full-Time  90  

Tax Quality Risk Management Senior Director Duties: Consult with tax and NORM professionals regarding operational (service-based) and global risks, including compliance with IRC §7216. Oversee the development and publishing guidance and ..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 08, 2020
Info Source
Employer  - Full-Time  90  

Senior Attorney, Human Resources The candidate ... dynamic team consisting of another Senior Attorney and Senior Paralegal to advise the People ... People Team, the Ethics and Compliance Team, Senior..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 29, 2022
Info Source
Employer  - Full-Time  90  

Assistant General Counsel, Advocacy and Political Law The ... report to the Deputy General Counsel / Director of Advocacy and Political Law, ... Political Law, the Assistant General Counsel will..

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