Senior Legal Secretary Jobs in Kansas

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Engagement Consultation Sr/Lead Analyst Duties: The candidate will analyze permissible services to and relationships with clients as a result of independence requirements. Manage Directors, and Lead Client Service Partners to gather ..

Senior RIA Compliance Officer The candidate will develop working understanding of the laws and regulations applicable to Private Wealth RIA business strategies, products, services, processes and third parties. Perform daily supervision ..

Engagement Consultation Manager Duties: The candidate will be involved in the services to and relationships with clients, both within and outside the U.S. Matters arising from client mergers and acquisitions or ..