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Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review ..
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Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
Engagement Consultation Manager Duties: The candidate will be involved in the services to and relationships with clients, both within and outside the U.S. Matters arising from client mergers and acquisitions or ..
Engagement Consultation Sr/Lead Analyst Duties: The candidate will analyze permissible services to and relationships with clients as a result of independence requirements. Manage Directors, and Lead Client Service Partners to gather ..
Tax Senior - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine skillset with the ability to work with large-scaled operating partnership tax clients on matters that mean the ..
Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..
