Senior Manager Regulatory Compliance Jobs in New York

... are seeking a highly motivated Senior Manager to lead multiple client engagement ... as it relates to specific regulatory, risk, or operational issues * ... pertaining to operations, risk,..

Senior Manager - Regulatory Compliance (Asset Management) The candidate will ... of 1940 and define the regulatory compliance risks. Will review the client’s ... the client’s Code of Ethics, Compliance..

Consumer Compliance - Financial Services - Senior Manager - Consulting Lead large scale ... of work experience with consumer regulatory compliance or a graduate degree and ... preferred. Relevant experience..

... is seeking a Software Engineering Senior Manager in Technology as a part ... We are looking for a Senior Manager, forward thinker with a passion ... a strong risk..

Investigative Site Budgets Specialist (Sr. Manager) The candidate will ensure compliance with Pfizer SOP and any laws or regulations regarding investigator and clinical trial site compensation. Support site contracting professional and ..

... a pivotal role in ensuring compliance with anti-money laundering (AML) and ... collaborate with various BAU Managers, Senior Analysts, and Legal Teams to ... initiatives.Duties:Liaise with BAU Managers and..

Senior Manager - Global Trade Advisory The ... will participate in engagements requiring regulatory analysis for a variety of ... objectives. Help companies manage global compliance requirements and realize efficiencies..

... America, New York, New York Senior Manager, Technology Risk Controls Program As ... Risk Controls Program As a Senior Manager in the Technology Risk Controls ... role for you!..

Senior Manager Compliance Programs, Corporate Functions Duties: The ... team that maintains and enhances compliance program components, including, but not ... but not limited to assessing regulatory changes, evaluating risk..

A law firm in New York, NY, is seeking a Mid-level Private Investment Funds Associate Attorney with 3-6 years of experience in fund formation for private fund managers. The ideal candidate ..

About Us: Rent the Runway (RTR) is transforming the way we get dressed by pioneering the world’s first Closet in the Cloud. Founded in 2009, RTR has disrupted the $2.4 trillion ..

... disease, we are seeking a Senior Manager, Clinical Operations. The Senior Manager of Clinical Operations will, in ... Operations will, in partnership with senior management, implement and manage early..

Sr. Director - Regulatory Compliance The candidate will have responsibility ... all aspects of SIG’s Corporate Compliance Program to prevent illegal, unethical, ... body that reviews and evaluates compliance issues/concerns..

Senior Manager, CIB & Research Compliance The candidate will operate as ... the U.S. CIB & Research Compliance Advisory team which provides compliance coverage for the Corporate & ... and..

Senior Manager, Special Assets The candidate leads ... time and money, while maintaining compliance with regulatory requirements. Negotiates and contracts with ... internal governance process and ensure compliance with all..

Senior Director - Regulatory Compliance Duties: In collaboration with Group’s ... general operation of the Corporate Compliance Program and its related activities ... conduct, including establishment of a Compliance Work..

Senior Manager, Regulatory Affairs The candidate will lead ... techniques, and templates. Lead the Regulatory Complaints team responsible for producing ... producing deliverables in response to regulatory complaints. Furnish resources..

Senior Manager - Regulatory Compliance (Asset Management) The candidate will ... of 1940 and define the regulatory compliance risks. Will review the client’s ... the client’s Code of Ethics, Compliance..

... is seeking a Mid to Senior Level Associate Attorney with 4-7 ... memoranda.Advise clients on fund structuring, compliance, and regulatory matters.Conduct due diligence on fund ... fund documentation and..

Senior Manager, National Tax Office Financial Products ... tax burden and cost of compliance, and identifying different methods of ... National Tax Office Financial Products Senior Manager will be involved..

... is seeking a Mid-level to Senior Corporate Fund Formation Lawyer with ... managers concerning structuring, market practices, regulatory compliance, and all other aspects of ... managers on structuring, market..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... administering annual performance evaluations. Research regulatory compliance requirements and..

Senior Manager, Sales Comp. Operations Duties: Provide full legal First Name/Family Name – this is important for us to ensure our future hires have the right system set up. Please Capitalize ..