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Staff Counsel The candidate will be ... be responsible for assisting senior attorney(s)’ management of business transactional support, ... at the direction of senior attorney(s). Manage consumer complaint matters as..
Corporate Counsel The candidate will handle regulatory disclosure matters related to our mutual funds and ETFs, as well as to support the boards of directors that oversee the funds. Will ..
... a senior associate or partner-level attorney to join our Corporate department. Ideal candidates have substantial ... business law, complex commercial transactions, securities law, tax, M&A and/or corporate restructurings. Candidates..
... Company Act, Investment Advisers Act, Securities Act of 1933 and Securities and Exchange Act of 1934. ... for filing with the U.S. Securities and Exchange Commission (SEC), including .....
... Louis is seeking a Senior Corporate Attorney with substantial experience in business ... business law, complex commercial transactions, securities law, tax, M&A, and/or corporate restructurings. The ideal candidate should..
... the areas of risk management, corporate compliance, workers’ compensation and safety, ... 2. Responsible for the organization’s corporate compliance measures; Plans, coordinates, and ... and administration of the organization’s..
Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..
... filings and other public disclosures, corporate governance, board and shareholder items, ... board and shareholder items, and securities law compliance matters. Review, provide ... and best practices for significant..
... advice to Enforcement management and staff in support of Enforcement Department ... efforts. Partner effectively with Enforcement staff and management to identify risk ... within OCHE's purview to Enforcement..
Senior E-Billing Implementations Analyst The candidate will ensure prompt and accurate processing of the firms eBilling invoices. Assist in the continued push to automate eBilling processes and mitigate eBilling rejections. Research ..
