Staff Attorney Public Jobs

Counsel, Enforcement The candidate will execute an effective risk-based legal strategy to assess the record fairly. Collaborate with investigative staff to plan investigations and fully develop the record. Research and identify ..

... Provides guidance to Member Supervision staff on their complex assignments, as ... well as consultative services to staff. Surveilles the industry and identifies ... challenges. Collaborates with Risk Monitoring..

Senior Manager - Real Estate Tax Duties: Assisting clients with life events for partnerships (e.g., formations, mergers, initial public offerings), inside and outside basis computations, section 704(c) and section 743(b) computations, ..

Tax Consultant II - Real Estate Tax The candidate will be providing compliance and consulting services to Real Estate Investment Trusts, Real Estate Private Equity Funds, and real estate joint ventures ..

... value to client experiencing a public offering (including SPACs) and interact ... market professionals through the SEC public filing process. Assist our client ... process. Assist our client with..

Principal Investigator, National Cause Program The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the ..

Principal Investigator, Sales Practice The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course ..

Principal Analyst, Risk Monitoring Duties: The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing ..

Associate Principal Analyst, Risk Monitoring The candidate will conduct risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Conduct risk monitoring for member firms that ..

Principal Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Reports to a Risk Monitoring Director and supports both ..

Tax Senior Manager - National Tax Accounting Group The candidate will lead engagement teams and work with Partners and Managing Directors to provide day-to-day management of tax accounting services to non-attest ..

Assistant General Counsel, Commercial The candidate works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex ..

Assistant General Counsel, Regulatory The candidate will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject ..

Principal Analyst, Risk Monitoring, Diversified and Clearing Firms The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports the direct manager in ..

... value to client experiencing a public offering (including SPACs) and interact ... market professionals through the SEC public filing process. Assist client with ... filing process. Assist client with..

Principal Intelligence Specialist, Member Supervision Duties: Leads projects to resolve problem statements to address strategic and tactical targets. Leads projects to analyze data and information of all levels of risk and ..

... dedicated litigation attorneys and other staff, and, as necessary, litigates non-disciplinary ... supervise litigation attorneys and other staff, located across the country, in ... program. Manage and coach Enforcement..

Principal Investigator (FINOP), NCP Duties: The candidate will independently leads investigations of varying risk and complexity. Gathers regulatory intelligence using internal systems and 8210 record requests. Requests and compiles, analyzes, assesses, ..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

Senior Corporate Actions Analyst, Transparency Services Duties: Performs investigative research and analysis on corporate action submissions regarding dividends, bankruptcies, liquidations, rights offerings, redemptions, splits, name changes and trading symbol changes for ..

Principal Analyst, Risk Monitoring, Medium Diversified Firms The candidate will be reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions ..

... advice to Enforcement management and staff in support of Enforcement Department ... efforts. Partner effectively with Enforcement staff and management to identify risk ... within OCHE's purview to Enforcement..

Associate Principal Investigator, VAST Duties: Independently leads investigations of low to medium complexity matters under moderate supervision. Participates in investigations of medium to high and high complexity matters under moderate supervision. ..