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International Tax Senior Manager The candidate will be responsible for: With input from the VP Tax/Director Tax, manage the Company’s international income tax compliance process to assist the third-party firm in ..
Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers. Will have familiarity with Reg BI and FINRA Rules and their applications to broker-dealers. Draft ..
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
Tax Senior Services Manager - Financial Services Organization - EDGE - WAM 1 The candidate will serve as the Tax Functional Leader across compliance, advisory or annuity tax service delivery. Lead ..